Bobby Thomas Email & Phone Number

Sydney, Nsw, Au

Central, Hk

- Risk Management- Tech Risk Assessment- Operations Risk monitoring- Risk Analytics build up- 3rd Party Due Diligence- Compliance - Internal Controls- Audit

Singapore, Singapore, Sg

Singapore, Singapore, Sg

Mumbai, Maharashtra, In

Mumbai, Maharashtra, In

Regional Head - Operational Risk and Financial Crime

Regional Head for Risk and Fraud Control for North India.

Gurgaon, Haryana, In

a) Process Review - Running Risk Reviews on newly launched processes and existing processesb) Continously monitor operational processes to identify loops / gaps and plug the same through recommendations and implementation the same Pan Countryc) Implementation of audit recommendations from one telecom circle into all the other operational telecom circlesd) Moniter and append the Internal Controls Register so that new operational Risks are identified and develop an action plan to mitigate such Riskse) Dashboards / MIS's to monitor Internal Controlsf) Assist in excellent implementation of field audits and also quality reviews of the audit reports before submission to the Executive Councilg) Preparation of the Board Audit Committee presentations and MIS'sh) Conceptualise and Quality Review of the Audit Programme for the External Auditors.i) Implementation of Audit Recommendations arising out the Board Audit Committee Meetings.

London, Gb

*Managing Branch Audits / Risk Control for 234 Sales Branches Pan India through physical Branch Audits and Desktop reviews.*Assessing Risks and Compliances through Branch Audits/Business Analytics/ Financial Reporting and recommending a further action plan so as to evolve an ethical Sales Business Model.*Driving automations of key analytics activities so as to reduce man-hours spent in calculations of the same.*Constantly evolving the branch audit checklist so as to identify new types of Risks to Business.*Sales Process reviews thus ensuring adherence to the regulations and business being conducted keeping in mind, principles of business ethics. *Ongoing monitoring model for Branches audited and Branches/not audited to note trends if any on business health.*Designing and evolving the Governance Matrix for Sales. Setting up of the Sales Governance process for smooth closures of Show Cause notices issued to employees.*Managing Analytics for ongoing monitoring on health of business on key risk parameters*Designing / Publishing of Risk / Compliance Dashboards to show negative trends and thus recommend process changes for the same.*Steering Sales Process Audits to identify any loopholes in the process*Allocation of Branch Audits to team in the best possible way thus effectively optimizing cost of travel. Budgeting for Branch visits thus clearly showing huge amounts of savings on the budget allocated.*Handling and leading high end whistle blowing investigations.*Managing / Leading investigations on cases related to Fraud, Forgery, Misselling.*Managing / Leading investigations of cases of Fraud escalated to the Aviva Group – UK.*Design and Implementation of the Compliance module to be delivered to the employees at Sales meets / inductions etc.*Empanelment of third party investigators for document verifications and other field verifications which may be related to any fraud / forgery or any other investigation

Mumbai, Maharashtra, In

Mumbai, Maharashtra, In

New York, Ny, Us

Armonk, New York, Ny, Us

Insead Leadership Program For Senior Executives, Business Administration And Management, General

Cfe, Fraud Control

Pg Diploma - Intellectual Property Rights, Ipr

Post Graduate Diploma In Cyber Law, Cyber Law

Pgderm, Enterprise Risk Management

Mba, Business Management

B.Com, Commerce

Aissce, Science

Applied Financial Risk Management, Risk Management

Artificial Intelligence In Finance, Artificial Intelligence

Education record

Leadership, Organizational Leadership