Robert Zimmel, Cfa's Location
New York City Metropolitan Area, United States, United States
Robert Zimmel, Cfa's Contact Details
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About Robert Zimmel, Cfa
Senior financial executive with a track record of excellence: * Creating sustainable and scalable financial and operations platforms for start-up financial institutions. * Leading process improvements to minimize risks and reduce costs. * Mentoring fellow employees to develop depth of knowledge and retain staff. * Improving investor relations through timely, transparent communication of financial performance. * Managing regulatory relationships to protect investors and enhance corporate reputation. * Building effective partnerships with internal departments to accomplish critical objectives.Specialties: NAV, UAT, Waterfall calculations, Investor reporting, Capital calls, Capital distributions, FINRA, Regulatory reporting (FOCUS, SSOI). Contact information: (914) 263-6426/CFA1993@aol.com._______________________________________________________________________________
Robert Zimmel, Cfa's Current Company Details
Robert Zimmel, Cfa Work Experience Details
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Cfo And FinopMbx Clearing LlcLeland, Nc, Us
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Cfo & FinopMbx Clearing Llc Nov 2024 - Present
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Cfo, Financial And Operations Principal (Finop)Mbx Clearing Aug 2022 - PresentA Proprietary Trading Group specializing in SPX Options on the CBOE. A registered Broker-Dealer and Self Clearing member of the Options Clearing Corporation.• Responsible for the financial and regulatory reporting for MBX Clearing.
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Financial & Operations Principal (Finop)Rockefeller Capital Management Jul 2019 - Aug 2022New York, New York, Us• Serves as SME for all regulatory reporting requirements.• Manages net capital for continuous compliance with SEA rule 15c3-1. • Documents policies, procedures and WSP's of the broker-dealer.• Approves all regulatory filings for the broker-dealer.• Completes annual audited financial statements.• Maintains robust chart of accounts to satisfy regulatory and management reporting requirements. -
Controller & Financial & Operations Principal (Finop)Hunt Financial Securities, Llc Mar 2017 - May 2019• Monitored net capital (15c3-1) through vigilant maintenance of our general ledger.• Created policies and procedures to prudently manage finance and operations.• Implemented controls to reduce risk and protect capital.• Produced relevant monthly financial reporting for broker-dealer.• Supported auditors in the completion of annual audited financial statements.• Effectively guided financial decisions by providing relevant, timely and accurate financialinformation.• Managed relationships with regulatory authorities including the SEC and FINRA.• Accurately completed all regulatory filings on a timely basis. • Participated as a member of our New Product/Business Committee to assess our ability to successfully enter new endeavors.
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Fund ControllerNyppex Holdings, Llc Dec 2010 - Mar 2017Bethesda, Md, Us• Improved FINRA relationship through timely, transparent and full disclosure of information.• Monitors net capital (15c3-1) through vigilant maintenance of our general ledger.• Accurately reports to Private Equity fund investors detailed quarterly results. • Approves all waterfall calculations, capital calls and distributions for our private equity funds.• Creates relevant monthly financial reporting for broker-dealer and investment companies.• Supports auditors in the production and distribution of K-1’s and completion of audited financials.• Effectively guides financial decisions by providing relevant, timely and accurate financial information.• Diligently protects assets by establishing, monitoring, and enforcing internal controls. -
Controller & Financial & Operations Principal (Finop)Seapine Securities, Llc Aug 2009 - May 2010Us• Diplomatically developed a strong rapport with FINRA through effective communication of developments.• Effectively monitored net capital daily through diligent maintenance of our general ledger.• Successfully terminated vendor contracts which saved over $75,000.• Provided status of financial condition by collecting, interpreting, and reporting financial data.• Proactively transitioned accounting to QuickBooks online for improved accessibility and flexibility.• Improved investor relationships by providing weekly performance and capital projections. -
ConsultantMorgan Stanley Dean Witter Jun 2009 - Jul 2009New York, Ny, Us• Effectively remediated deficiencies cited by internal audit department in a challenging environment.• Achieved budget objectives by reviewing expenditures, analyzing variances and initiating corrective actions.• Efficiently prepared special reports by collecting, analyzing, and summarizing information and trends.• Prudently protected operations by keeping financial information and plans confidential. -
ConsultantHsbc Global Asset Management May 2008 - Dec 2008Zurich, Ch• Successfully completed two years of audits for three funds and transitioned these funds to a timely reporting cycle for 2008 to comply with regulatory requirements and tax filing deadlines..• Efficiently prepared special reports by collecting, analyzing, and summarizing information and trends.• Managed investor expectations through effective communication with the COO. -
Director Of Hedge Fund AccountingJpmorgan Chase Oct 2006 - Apr 2008New York, Ny, Us• Effectively managed and maintained hedge fund account relationships.• Carefully developed a robust operating model to comply with client SLA’s.• Successfully on-boarded new clients in a comprehensive and timely manner.• Supported growth in AUA from $4 billion to $13 billion in only 2 years with no additional hiring.• Supervised a team of 25 in the provision of daily P/L and monthly NAV’s.• Effectively developed, managed and retained a team of high-performing finance professionals.• Approved all components of NAV’s before submission to clients. -
Vice President - Financial Planning & AnalysisFimat Usa, Llc Jan 2005 - Oct 2006• Advanced client relationship management by producing our first client profitability report which enabled better pricing of our services and improved profits by more than $200,000 per annum.• Completed a “cost per unit” project which identified excess capacity and led to more aggressive pricing in these underutilized businesses which increased revenues by $250,000 annually.• Developed and maintained ‘best-in-class’ core FP&A functions, including: forecasting, budgeting, variance analysis, corrective actions, and liquidity planning.• Effectively provided timely and accurate executive financial decks. • Collaboratively developed processes and implemented systems to support ‘best-in-class’ financial reporting.
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Vice President - Controller Of Futures Commission MerchantCalyon Jan 2002 - Jan 2005Montrouge, -, Fr• Successfully transitioned all accounting to the bank’s general ledger system in less than 3 months.• Enhanced the bank’s general ledger for the nuances of FCM regulatory reporting which reduced the time required to produce regulatory reporting by 15 hours per month.• Collaboratively generated daily transaction uploads into our general ledger which reduced manual work performed by our operations department by 8 hours daily and improved accuracy.• Automated transaction processing which reduced costs by approximately $100,000 annually.• Implemented a month-end supervisory review and sign-off of the regulatory report (1FR).• Earned approval of our control design and implementation from our regulators which removed us from their “watch list”. -
Controller - Family OfficeM. Safra & Co. Aug 1999 - Aug 2001São Paulo, São Paulo, Br• Effectively implemented a scalable front-to-back technology platform which supported prudent growth in AUM from $400 million to $850 million in 2 years.• Successfully tested and endorsed this technological solution which saved the firm $250,000 annually.• Instituted rigorous internal controls which rapidly identified and resolved issues.• Effectively initiated a prime brokerage relationship for FX which reduced our collateral requirements by more than $100,000.• Supervised liquidity management which increased interest income by $50,000 per annum.• Supported diversification through investing in additional asset classes. • Leveraged technology and staff’s expertise to internally perform tasks previously outsourced to our administrator and auditor which saved $200,000 annually.• Effectively managed third-party relationships to optimize service levels while controlling costs. -
Director Fixed Income AdministrationUbs May 1997 - Jun 1999Zurich, Ch• Supported the North American fixed income division's sales and trading effort. • Created a multi-currency financial reporting application. • Prepared the annual budget. • Participated in determining compensation. • Managed the merger transition with Swiss Bank. • Completed straight-through-trade-processing form Bloomberg to our settlement application (ADP).
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Director - Fixed Income Product ControllersCredit Suisse First Boston Jul 1987 - May 1997Zurich, Ch• Ensured the integrity of the financial results for the Americas Fixed Income Division. • Diligently monitored trading activity and aged inventory. • Expanded coverage of external pricing of products traded. • Provisioned less liquid inventory. • Coordinated the global budget. • Produced monthly financial reporting with variance analysis and relevant commentary. -
AnalystGoldman Sachs & Co. Jan 1984 - Jul 1987New York, New York, Us• Monitored commodities and FX exposure. • Protected capital of the firm by enforcing credit limits. • Provided expertise on operational and financial risk pertaining to new lines of business. • Supported the launch of new businesses including oil trading and deferred metals trading.
Robert Zimmel, Cfa Skills
Hedge Funds
Equities
Derivatives
Fixed Income
Portfolio Management
Asset Management
Investments
Financial Analysis
Private Equity
Alternative Investments
Accounting
Risk Management
Financial Reporting
Budgeting
Fund Accounting
Internal Controls
Options
Finra
Emerging Markets
Forecasting
Operational Risk
Fund Administration
Fund Of Funds
Microsoft Excel
Cash Management
Fx
Microsoft Word
Mentoring
Financial Management
Compliance
Credit Risk
Hedging
Commodities
Sox
Investor Relations
General Ledger
Process Management
Swaps
Waterfall Calculations
Capital Calls
Capital Distributions
Nav's
Investor Reporting
Private Equity Funds
Pe
Limited Partnerships
Partnership Accounting
Product Control
Audited Financial Statements
Regulatory Reporting
Robert Zimmel, Cfa Education Details
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Fordham UniversityFinance -
Manhattan UniversityManagerial Sciences
Frequently Asked Questions about Robert Zimmel, Cfa
What company does Robert Zimmel, Cfa work for?
Robert Zimmel, Cfa works for Mbx Clearing Llc
What is Robert Zimmel, Cfa's role at the current company?
Robert Zimmel, Cfa's current role is CFO and FinOp.
What is Robert Zimmel, Cfa's email address?
Robert Zimmel, Cfa's email address is rz****@****kco.com
What is Robert Zimmel, Cfa's direct phone number?
Robert Zimmel, Cfa's direct phone number is +191455*****
What schools did Robert Zimmel, Cfa attend?
Robert Zimmel, Cfa attended Fordham University, Manhattan University.
What skills is Robert Zimmel, Cfa known for?
Robert Zimmel, Cfa has skills like Hedge Funds, Equities, Derivatives, Fixed Income, Portfolio Management, Asset Management, Investments, Financial Analysis, Private Equity, Alternative Investments, Accounting, Risk Management.
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