Brad Chen Email & Phone Number

Hong Kong

Hong Kong

- Research into Chinese offshore debt capital market, with focus on China Real Estate and IT/E-Commerce sectors - Co-Authored of several periodical fixed income research reports - Advise institutional fixed income investors on fixed income investment strategies - Advise Chinese debt capital market clients on offshore bond markets

Hong Kong

- Market primary bond transactions (Asia Ex Japan - USD Reg S, CNH Dim-Sum, Convertibles) to institutional investors, including Asset/Fund Management, Banks, Private Banks, Insurance Companies, etc.- Facilitate secondary trading of bonds and other fixed income product- Assist issuance of Certificate of Deposit (CDs) for varies banks in Hong Kong, and market CDs to institutional investors- Assist design and sales of Fixed Income structured products, derivatives.

Hong Kong

- Execution of Debt Capital Market (DCM) Transactions, including structuring, documentation, and syndications/sales etc;- Create financial models and presentations;- DCM research;- Coordinate and liaise with potential issuers and investors related to DCM transactions;

Baltimore, Maryland Area

• Conduct due diligence analysis for NY-based corporate clients, hedge funds, and sovereign wealth funds that are engaged in business deals with Chinese companies • Provide tailored analysis of pending transactions in numerous industries, including the agricultural and extractive sectors • Assist in risk analysis of new investment asset classes, including testing and implementation of risk models and systems

Hong Kong

• Managed a due diligence process for pending HKEX IPOs on behalf of a large industrial client in the Chinese chemical market• Conducted internal control study on two large securities brokerage firms, to compare their compliance and risk management mechanisms• Identified need for and conducted sector analysis for private Chinese solar energy company• Introduced potential prospective clients and analyzed viability for potential venture capital investment

Shanghai, China

• Served as an apprentice for the on-site analysis project • Interviewed the company CEO, CFO, and other top executives in order to produce report for China Securities Regulatory Commission prior to IPO• Conducted industry analysis for a Chinese Chemical firm to aide in corporate restructuring project mandated for subsidiary

Toronto, Canada Area

• Worked with a team of twenty customer service communications representatives to handle bill payment, fund transfer, purchase of foreign currency, credit card sales, and personal loans• Primarily focused on account management and answering customer inquires via telephone

Beijing, China

• Responsible for the translation of departmental reference manuals on compliance and risk management frameworks (English to Chinese)• Participated in three professional development seminars organized by PriceWaterhouseCoopers Risk Management and Compliance consultants

Master Of Science, Finance

Bachelor Of Commerce, Finance

Dipolma, Financial Planning