Brad Crane Email & Phone Number

• Charged with driving compliance across the central division which encompasses 43 of the 175 offices located around the world. Primary responsibilities include,− Preparing, scheduling, and conducting inspections in.
• Charged with driving compliance across the central division which encompasses 43 of the 175 offices located around the world. Primary responsibilities include,− Preparing, scheduling, and conducting inspections in.
• Relied upon to provide feedback regarding compliance questions posed by Field Representatives and to organize training sessions to review current and amended policies and procedures.
• Conduct workflow and inspection tool assessments and offer recommendations related to improvement opportunities associated with the various compliance forms.
• Identified technology that allowed for immediate tracking and mitigation of risks pertaining to Reg BI and Electronic Communications. The software switch proved to be beneficial and offers quick identification of.
• Initiate Compliance Manual and SOP reviews which involve taking recommended changes before the department leaders for approval.Accepted recommendations to date include,− Updates to prevent elderly abuse as well as.

• Provided First Command’s advisors support through education and training regarding suitability requirements in accordance with the internal Compliance Manual, Written Supervisory Procedures, FINRA, and various state.
• Monitored and reviewed transactions through FIS Protegent and NetX360 and retained full autonomy to approve and accept business on behalf of First Command within the firm’s guidelines.

• Served on a team with other Financial Advisors that drove global compliance as it pertained to various international laws while also addressing issues associated with sales and services of investments abroad.− The team.
• Coached the local advisors regarding proper use of the new business model designed by the Financial Advisors, Legal Team, and Senior Executive Leadership Team.
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• Established production goals and instituted protocols to maintain performance and service levels.
• Instituted business continuity strategies which offset headwinds throughout the COVID-19 pandemic. Show less

• Executed trades on behalf of clients and the firm, making decisions based on market analysis and client preferences.
• Utilized statistical models to analyze market data and develop trading strategies.
• Assessed the risks associated with trading activities to ensure compliance with risk management policies and regulations.

• Managed a branch with $415 million base deposits and $350 million outstanding loans while also co-managing two satellite branches. Leadership scope extended to,− Delivering daily leadership and strategic guidance to.
• Managed a branch with $415 million base deposits and $350 million outstanding loans while also co-managing two satellite branches. Leadership scope extended to,− Delivering daily leadership and strategic guidance to.

Arlington, Texas, United States

• Established and maintained strategic partnerships with local business owners and collaborated to identify banking instruments that aligned with individual business needs.
• Led the branch to a record setting year achieving the first ever President’s Club recognition.
• Coached and developed Personal Bankers on all aspects of new customer acquisition, relationship management, and tips for retaining current clients

Arlington, Texas, United States

• Provided operational support to tellers and bankers, enhancing daily activities and service delivery to customers.
• Served as the Interim in the absence of the Branch Manager.
• Created a financial and prospect profile to identify client leads and developed strategies to expand the book of business.

• Managed three branches on the investment platform, coordinating portfolio reviews to evaluate the client’s investments performance toward achieving long-term financial goals.− Total assets under management was (APX).
• Trained Series 6 representatives on effective methods for profiling, referring, and securing clients.
• Featured in Mansfield Mirror News and voted best bank by the community in 2011.