Braden Perry

Braden Perry Email and Phone Number

Gov't Investigations and Corporate Governance Counselor | Qualified Risk Director | White-Collar Litigator | Former U.S. CFTC Sr. Trial Attorney @ Kennyhertz Perry, LLC
Braden Perry's Location
Kansas City, Missouri, United States, United States
Braden Perry's Contact Details

Braden Perry personal email

n/a

Braden Perry phone numbers

About Braden Perry

Braden Perry is a trusted advisor to corporate leadership teams and boards of directors. He is also a seasoned government investigations and litigation attorney, holds the Certificate of Risk Governance. and is a Qualified Risk Director. While his legal expertise is undeniable, the difference he has made for businesses across industries is the real hallmark of his success. A highly respected expert in corporate governance and business litigation, Braden is highly skilled in guiding organizations and diverse teams in achieving and driving the transformational and culture shift necessary to mitigate risk and ensure compliance while supporting corporate objectives for growth/expansion, positive change, and acquisition. He also regularly counsels clients when faced with inquiries from federal, state, and local regulators and law enforcement. Braden has spoken and written extensively regarding corporate risk, compliance, best practices, and industry/market trends. Additionally, he plays a key role in crafting companies’ legal responses to high-profile industry events and market news with a focus on corporate responsibility and business continuity. In 2016, he was selected to the Kansas Chamber of Commerce Leadership Class of 2016 among 137 applicants. This program is one of the oldest and most prestigious state leadership development initiatives nationwide.Among Braden’s strengths is his ability to quickly become the voice of the company’s risk management and compliance strategy. He regularly consults with company C-level executives and boards of directors in developing long- and short-term plans to mitigate exposure and get ahead of highly sensitive and potentially volatile situations. He leads teams in corporate investigations across and serves as a key resource to clients regarding the implementation of policies and procedures.He is a former Senior Trial Attorney U.S. Commodity Futures Trading Commission and Senior Vice President/Chief Compliance Officer of a global financial firm.

Braden Perry's Current Company Details
Kennyhertz Perry, LLC

Kennyhertz Perry, Llc

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Gov't Investigations and Corporate Governance Counselor | Qualified Risk Director | White-Collar Litigator | Former U.S. CFTC Sr. Trial Attorney
Braden Perry Work Experience Details
  • Kennyhertz Perry, Llc
    Partner
    Kennyhertz Perry, Llc 2011 - Present
    Mission Woods, Ks, Us
    · Consults with clients throughout the United States in areas of government inquiries and investigations, litigation, internal investigations, enforcement matters, regulatory issues, and corporate transactions, specializing in complex, novel, and emerging financial matters. · Focuses include commodities, derivatives, securities, financial institutions, the Foreign Corrupt Practices Act (FCPA), technology, cybersecurity, and compliance.· Certified Anti-Money Laundering Specialist (CAMS), assisting clients in all areas of BSA/AML policies and procedures, including advising on government inquiries involving suspicious behavior.· Criminal Justice Act Panelist for the District of Kansas and the Western District of Missouri.· Serves as an expert witness in complex regulatory and criminal matters. · Engaged by the Office of the State Bank Commissioner of Kansas to review and revise long-standing policies and procedures for modernization and thoroughness from regulatory change (Kansas Public Bid Event ID 17300-EVT0005059). · Engaged by the Kansas 911 Coordinating Council to represent its legal interests by participating in and intervening in state and federal proceedings before administrative agencies through appeal or original action, including reviewing all contracts and MOUs, preparing testimony, pleadings, and other documents, researching novel legal issues and providing information to the Council on various regulatory matters, points of law, and assisting with proposed legislative bills (Kansas Public Bid Event ID 17300-EVT0006565). · Selected to the Directors and Chief Risk Officers (“DCRO”) Cyber Risk Governance Council. · Frequent speaker on financial and regulatory issues and contributor to financial and legal publications. · First-chaired trials in Federal Courts, Missouri Circuit Courts, and Kansas Chapter 60 and 61 courts, representing both plaintiffs and defendants in various financial, commercial, criminal, and collection matters.
  • Global Compliance Institute
    Member
    Global Compliance Institute Jan 2024 - Present
    International Tower One, 100 Barangaroo Avenue Sydney, Australia, Au
    • Member of the US Chapter and responsible for growing the GCI presence in the US. • Advise and assist with the expansion efforts on a global basis. • Provide training on different financial crimes-related topics.
  • Kansas State Board Of Indigents' Defense Services
    Chairperson Of The Board
    Kansas State Board Of Indigents' Defense Services 2018 - Present
    Topeka, Ks, Us
    Current Chair of BIDS, which consists of nine people appointed by the Governor and subject to confirmation by the Senate. BIDS is responsible for approving the yearly budget requests before they are submitted to the legislature, enacting major policies, approving contracts, and hiring the Executive Director.
  • Prairie Village Civil Service Commission
    Commission Member
    Prairie Village Civil Service Commission 2018 - Present
    Assists in determining qualifications of applicants for the position of commissioned police officer, and for promotion of officers. The Civil Service Commission also serves as an appeals board for commissioned officers.
  • National Introducing Brokers Association (The Niba)
    Advisory Board Member
    National Introducing Brokers Association (The Niba) 2018 - Present
  • The Dcro Institute
    Cyber Risk Governance Council Member
    The Dcro Institute 2017 - Present
    Global Organization, Oo
  • Finra
    Arbitrator
    Finra 2012 - Present
    Washington, District Of Columbia, Us
  • National Futures Association
    Arbitrator
    National Futures Association 2012 - Present
    Chicago, Il, Us
  • Northeast Johnson County Chamber Of Commerce
    Board Member Emeritus And General Counsel
    Northeast Johnson County Chamber Of Commerce 2017 - Present
  • American Royal Pro Rodeo Committee
    Board Member
    American Royal Pro Rodeo Committee 2019 - Present
  • Kansas City Business Journal Leadership Trust
    Official Member
    Kansas City Business Journal Leadership Trust Jun 2019 - Feb 2024
  • City Of Mission Hills, Ks
    Councilmember
    City Of Mission Hills, Ks May 2015 - Feb 2024
    The City of Mission Hills is chartered under Kansas statute as a City of the Third Class, and it operates as a Council/Administrator form of government. The governing body consists of the Mayor and a five-member City Council elected at large within the City to staggered four-year terms. As a legislative body, the City Council is responsible for the enactment of local laws, the adoption of the annual City Budget and Capital Improvement Program, and the review and adoption of proposed policies, regulations, agreements, contracts and other City business items.
  • Kansas City Securities Association
    Member Of The Board Of Directors
    Kansas City Securities Association Nov 2013 - 2022
    The Kansas City Securities Association's (KCSA) membership is composed of investment professionals in and about the Kansas City metro area. The Board of Directors meets monthly to discuss industry issues and to determine what can be done to benefit our members in keeping current with industry updates.Along with benefiting the membership, the KCSA is very focused on the needs of the community. KCSA's Educational Scholarship Fund has awarded over 240 college scholarships totaling over $1.75 million to members of Boys & Girls Club of Greater Kansas City, Community Baseball Academy of Kansas City, Cristo Rey Kansas City, the Marching Cobra's, The Negro League Baseball Museum, University Academy, and University of Missouri - Kansas City.
  • Belinder Pta
    Legislative Liaison
    Belinder Pta 2018 - 2020
    Acted as a bridge between the Kansas legislature and the Belinder Elementary PTA to establish and maintain effective communication and working relationships with lawmakers, legislative staff, and other officials responsible for developing and implementing legislative policies and initiatives.
  • Family Advisory Board, Children'S Mercy Hospital
    Board Chair
    Family Advisory Board, Children'S Mercy Hospital 2013 - 2017
    Chair of the Family Advisory Board, which collaborates with hospital leadership to ensure the highest level of quality, safety and care experience is provided to every patient and family. The FAB serves as the oversight group for all Patient Family Advisory Councils (PFACs) at Children’s Mercy.
  • Tomahawk Road Homes Association
    Director
    Tomahawk Road Homes Association 2011 - 2017
    Responsible for the decision-making process of the Tomahawk Road Homes Association,
  • Leadership Kansas
    Member
    Leadership Kansas 2016 - 2016
    Topeka, Kansas, Us
    Member of Leadership Kansas, which is a statewide program that was designed to enhance and motivate future leaders from various Kansas communities. It is one of the oldest and most prestigious statewide leadership programs in the country.
  • Mariner Holdings
    Senior Vice President, Regulatory Affairs & Compliance
    Mariner Holdings 2010 - 2011
    Overland Park, Ks, Us
    · Responsible for Broker-Dealer, multiple RIA, ’40 Act, and hedge funds’ compliance with policies and government/industry regulations, including identifying and assessing the compliance risks of the firms, implementing effective policies and procedures, including insider trading and related party transaction policies, and reviewing their continued adequacy and effectiveness.· Prepared and reviewed various SEC and FINRA filings, including 13Fs, Form 3s, Form 5s, Rule 407 letters, Restricted Securities, and FINRA financial reports.· Prepared and reviewed ADVs, Exempt Fund documentation, and Mutual Fund prospectuses for all asset managers.· Responsible for all regulatory interactions and customer complaints or inquiries.
  • United States Commodity Futures Trading Commission
    Senior Trial Attorney
    United States Commodity Futures Trading Commission 2008 - 2010
    Washington, Dc, Us
    · Conducted investigations and litigation under the Commodity Exchange Act (Act) and the rules and regulations adopted by the Commodity Futures Trading Commission (CFTC) under the Act, including responsibility for all aspects of investigations of suspected violations, administrative proceedings, and civil actions in Federal district courts, including injunctive and subpoena actions.· Investigative activities included taking testimony and the acquisition and analysis of documents and testimony relevant to suspected violations on both exchange and off-exchange markets. · Litigation included preparing pleadings, including complaints and motions for statutory restraining orders, preliminary injunctions, and summary judgment and the conducting of hearings and trials.· Named as Liaison to the Office of General Counsel and led a 4-person intra-agency task force charged with implementing new procedures for enforcement staff, focused on anticipated regulatory changes in the wake of financial reform. · Member of an SEC, FERC, and CFTC inter-agency task force on document retention risks in government agencies and drafted guidance for multiple agencies on risks related to data preservation and FOIA issues.
  • Husch Blackwell Sanders, Llp
    Attorney
    Husch Blackwell Sanders, Llp 2002 - 2008
    20+ U.S. Offices, Us
    Litigation and business services law firm with 19 offices across U.S. and in London.Recruited by federal prosecutor and U.S. attorney team to assist in startup of white color criminal defense, government investigations, business/commercial litigation, digital discovery, and records management practice.Mobilized and managed legal review teams. Directed the identification and qualification of subject matter experts.Specialized in identifying and proactively limiting risks associated with highly regulated business.
  • Emporia State University
    Lecturer, Political Science 480: Introduction To Law
    Emporia State University 2001 - 2002
    Emporia, Ks, Us
    Lectured survey course of legal concepts.
  • U.S. District Court For The District Of Kansas
    Judicial Clerkship Clinic, The Honorable John W. Lungstrum
    U.S. District Court For The District Of Kansas 2001 - 2002

Braden Perry Skills

Litigation Corporate Law Arbitration Class Actions Civil Litigation Business Litigation Commercial Litigation Internal Investigations White Collar Criminal Defense Securities Regulation Legal Research Legal Writing Mediation Appeals Securities Product Liability Risk Assessment Fcpa Investments Criminal Defense Asset Management Intellectual Property Corporate Governance Regulatory Compliance M&a Corporate Transactions Business Strategy Rapid Growth Risk Management Financial Risk Corporate Social Responsibility State And Federal Laws Legislated Regulations Risk Mitigation Board Relations Advisory Boards Corporate Advisory Community Leadership Board Governance Leadership Accountability Joint Ventures/strategic Alliances Thought Leadership Business Model Innovation High Impact Strategic Growth And Change Initiatives Collaborative Problem Solving Complex Problem Solving Influential Communicator Building Consensus Among Stakeholders Stabilizing Leadership Poise Under Pressure

Braden Perry Education Details

  • University Of Kansas School Of Law
    University Of Kansas School Of Law
    J.D.
  • Kansas State University
    Kansas State University
    Journalism And Mass Communications

Frequently Asked Questions about Braden Perry

What company does Braden Perry work for?

Braden Perry works for Kennyhertz Perry, Llc

What is Braden Perry's role at the current company?

Braden Perry's current role is Gov't Investigations and Corporate Governance Counselor | Qualified Risk Director | White-Collar Litigator | Former U.S. CFTC Sr. Trial Attorney.

What is Braden Perry's email address?

Braden Perry's email address is br****@****ngs.com

What is Braden Perry's direct phone number?

Braden Perry's direct phone number is (816) 527*****

What schools did Braden Perry attend?

Braden Perry attended University Of Kansas School Of Law, Kansas State University.

What are some of Braden Perry's interests?

Braden Perry has interest in Children.

What skills is Braden Perry known for?

Braden Perry has skills like Litigation, Corporate Law, Arbitration, Class Actions, Civil Litigation, Business Litigation, Commercial Litigation, Internal Investigations, White Collar Criminal Defense, Securities Regulation, Legal Research, Legal Writing.

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