Bradley Potts Email & Phone Number

Greater Philadelphia Area

Princeton, New Jersey

BLACKROCK, (Princeton, NJ) 2007–2019Dealer Services Associate (2012–2019)Provided operational guidance to both internal and external business partners, within the Offshore and U.S domiciled mutual fund space. • Resolved issues related to offshore trades, transfers, and paperwork received NIGO (Not in Good Order) at the Transfer Agent.• Monitored daily restricted share class trades within the domestic fund range to ensure adherence to prospectus rules. Initiated trade… Show more BLACKROCK, (Princeton, NJ) 2007–2019Dealer Services Associate (2012–2019)Provided operational guidance to both internal and external business partners, within the Offshore and U.S domiciled mutual fund space. • Resolved issues related to offshore trades, transfers, and paperwork received NIGO (Not in Good Order) at the Transfer Agent.• Monitored daily restricted share class trades within the domestic fund range to ensure adherence to prospectus rules. Initiated trade cancellations when necessary.• Reviewed omnibus trades within domestic 40 Act funds for compliance with foreign trade policy, working with B/Ds to remedy any violations.• Designed and implemented automated processes for review and allocation of invoiced expenses.Closed End TA Oversight Analyst/Associate (2009–2012)Oversaw transfer agent operations with respect to BlackRock Closed End funds, acting in a fiduciary role for shareholders and ensuring smooth operation of the funds.• Automated the dividend reinvestment oversight process to reduce risk and substantially increase team capacity.• Managed the transfer agent relationship with both BNY Mellon and Computershare to ensure all transactions were processed accurately and in a timely fashion.• Calculated reinvest estimates for certain open-end funds showing anticipated cash vs. reinvest percentages and corresponding cash requirement needed to meet these numbers for Portfolio Management.Board Reporting Analyst (2007–2009)Aggregated and ensured accuracy of documentation required by board of directors to oversee multiple ranges of BlackRock mutual funds. Provided ad-hoc and quarterly reporting.• Coordinated with internal groups to obtain materials required for Board meetings.• Prepared derivative usage reports on a per fund basis. Interfaced with Portfolio Managers to provide the required level of detail to the Board of Directors.• Managed the budgeting process for Board of Directors out of pocket expenses. Show less