Brandi Wolfinger Email & Phone Number

Chicago, Il, Us

Areas of Expertise:• Project and Program Management• System Implementation• BSA/AML and Sanctions Risk Assessments• Sanctions Alert Review and Quality Assurance• Financial Intelligence Unit (FIU) Investigative Process Development • Suspicious Activity Alert Analysis/Investigation and Quality Assurance• AML Look Back Reviews• AML Enhanced Due Diligence Investigations• Suspicious Activity Reporting (SAR) Execution and Quality Assurance• Customer Due Diligence Programs• Consent Order Remediation• Independent BSA/AML Audits• AML Model Validation Services• BSA/AML Program Development

• Identify suspicious activity related to money laundering, structuring, terrorist financing or underlying criminal activity on monthly transaction monitoring reports• Conduct complex investigative analysis on referrals made through monthly monitoring reports or other outside referrals to make the initial SAR filing determination using knowledge of the Bank Secrecy Act and USA Patriot Act• Prepare required SARs in order to maintain AML compliance according to federal regulations and the Bank’s policies and procedures• Performed Quality Assurance on both SAR and No SAR investigations• File SARs electronically through the FinCEN website• Responsible for BSA/AML risk management research and analysis in support of the Bank’s Enhanced Due Diligence (EDD) program • Selected as a key member on a team responsible for completing the annual Risk Assessment for the Bank using the RAMP software application• Provide additional training to Retail Staff covering High Risk customers and CDD requirements

• Ranked #1 in Banker/Service Manger rankings by exceeding and/or meeting 5 out of 5 goals in 2007• Maintained high internal audit ratings • Instrumental in the conversion of retail areas for newly acquired banks• Implemented and audited changes in compliance regulations of retail products to adhere to regulatory guidelines and government acts• Conducted analysis on bank deposits to track growth and provided information to senior level management monthly for publication in board reports. Tracked customer trends and competitors marketing and recounted information to Senior Management and Marketing officers• Implemented critical controls to safeguard against bank fraud and losses

Bachelor, Business Administration; Administrative Management

Education record

Commercial Lending

Education record

Principles of Banking (Nov 2002)