Brandon Cooke

Brandon Cooke Email and Phone Number

CIPP, CISM, MBA @ Raymond James
Toronto, ON
Brandon Cooke's Location
St Petersburg, Florida, United States, United States
Brandon Cooke's Contact Details

Brandon Cooke personal email

n/a
About Brandon Cooke

Two time recipient of the Robert A. James award of Service ExcellenceSpecialties: Strong Interpersonal skills, team building, conflict resolution, problem solving

Brandon Cooke's Current Company Details
Raymond James

Raymond James

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CIPP, CISM, MBA
Toronto, ON
Website:
raymondjames.ca
Employees:
5
Brandon Cooke Work Experience Details
  • Raymond James
    Director - Raymond James Financial
    Raymond James Oct 2020 - Present
    St. Petersburg, Florida, Us
    With an emphasis on information protection and data privacy, Brandon works with enterprise business, technology, legal, and compliance partners to reduce risk, understand regulatory change, and ensure compliance across various Raymond James business units and global entities. This includes identifying, inventorying, and safeguarding sensitive data, control assessments, gap analysis, computer-security incident reviews, supplier risk management, and data loss prevention. Through cross-functional understanding and partnership, IT and data privacy-related risks are identified, understood, and reduced.Received the Robert A James Award of Service Excellence - Nov. 2022
  • Raymond James
    Manager - Private Client Group
    Raymond James Aug 2018 - Oct 2020
    St. Petersburg, Florida, Us
    Private Client Group, Sales SupervisionBrandon hired, trained and managed three teams of associates who performed principal reviews of electronic and hard copy correspondence for Raymond James’ Independent Contractors Division and Financial Institutions Division. He was responsible for developing and maintaining written supervisory procedures, escalation routing, exception processes, and remedial recommendations. He oversaw high-risk investigations and served as a resource to the greater Supervision organization. He was regularly sought out for his cross-functional understanding of the various risk groups and their interdependent processes and functions.Received the Robert A James Award of Service Excellence - Feb. 2019
  • Raymond James
    Advisor Iii - Financial Institutions Division
    Raymond James Apr 2018 - Aug 2018
    St. Petersburg, Florida, Us
    Raymond James Financial Services, Financial Institutions Division (RJFS, FID)Lead reviewer of electronic communications and physical branch manager correspondence for bank investment programs. He was a go to resource for training new associates, vetting processes and testing controls. His internal knowledge and relationships served to connect associates with the resources necessary to be successful within the various risk and supervisory groups of RJFS.
  • Raymond James
    Advisor Iii - Raymond James Financial Services
    Raymond James May 2017 - May 2018
    St. Petersburg, Florida, Us
    Raymond James Financial Services, Independent Contractor Division (RJFS, ICD)Northeast Division of the Independent Contractors Division. Primarily responsible for performing heightened review and the annual credit review for advisors. Additionally, handled escalations from all areas of the firm. He analyzed these escalations to gauge risk to clients, risk to advisors, and risk to the firm. Worked to bring Sales Supervision, Sales Management, and Legal up to speed and if nessecary, propose remedial action. Provided education, tested the progress, and provided ongoing support to branch managers and financial advisors to ensure that any identified areas of risk were resolved. Presented this information and proposals to the President of RJFS on a quarterly basis.
  • Raymond James
    Advisor Ii - Idependent Contractors Division
    Raymond James Jun 2015 - May 2017
    St. Petersburg, Florida, Us
    Serviced broker dealer investment programs located within banks and credit unions. His role involved working with branches that may need extra attention or education, newly onboarded programs, programs with complex business arrangements and other heightened matters. He briefed the compliance officer, the supervision officer and business managers with regard to respective escalations in their regions. Served as a peer mentor and trainer for other associates throughout the firm.
  • Raymond James
    Traveling Branch Advisor - Rjfs
    Raymond James Jan 2014 - Jun 2015
    St. Petersburg, Florida, Us
    Brandon conducted annual branch examinations for RJFS West, Mid-West, and Mid-Atlantic regions. He educated branch managers, financial advisors, and their support staff regarding best practices in risk mitigation, regulatory adherence, practice management, tech changes and reviewed account activity as it relates to industry regulations and firm policies.
  • Raymond James
    Operations Associate - Private Client Group
    Raymond James Jul 2012 - Jan 2014
    St. Petersburg, Florida, Us
    Served as the agent between branches and the home office. Reviewed, updated, and serviced client accounts. Monitored reports related to account issues, doucmented and maintained accurate records, and notified financial advisors on actions concerning client accounts.
  • Capital One Finance
    Senior Risk Representative
    Capital One Finance Apr 2011 - Aug 2012
    Brandon served high risk clients in the early and late stages of delinquency, negotiated payment arrangements, performed account level research, and helped clients understand their accounts and responsibilities.
  • Eckerd College
    Financial Affairs Committee
    Eckerd College Sep 2007 - May 2011
    St. Petersburg, Florida, Us
    Allocated merit based funding for 93 student run organizations.

Brandon Cooke Skills

Risk Management Public Speaking Finance Financial Risk Investments Wealth Management Compliance Supervision Analytical Skills Customer Relationship Management Team Building Finra

Brandon Cooke Education Details

  • Eckerd College
    Eckerd College
    Business Administration (B.A.)
  • University Of South Florida Muma College Of Business
    University Of South Florida Muma College Of Business
    Master Of Business Administration - Mba
  • University Of South Florida Muma College Of Business
    University Of South Florida Muma College Of Business
    Computer And Information Systems Security/Information Assurance

Frequently Asked Questions about Brandon Cooke

What company does Brandon Cooke work for?

Brandon Cooke works for Raymond James

What is Brandon Cooke's role at the current company?

Brandon Cooke's current role is CIPP, CISM, MBA.

What is Brandon Cooke's email address?

Brandon Cooke's email address is br****@****mes.com

What schools did Brandon Cooke attend?

Brandon Cooke attended Eckerd College, University Of South Florida Muma College Of Business, University Of South Florida Muma College Of Business.

What are some of Brandon Cooke's interests?

Brandon Cooke has interest in Rowing, Open Water Swimming, Gardening/landscaping, Cycling, Swimming.

What skills is Brandon Cooke known for?

Brandon Cooke has skills like Risk Management, Public Speaking, Finance, Financial Risk, Investments, Wealth Management, Compliance, Supervision, Analytical Skills, Customer Relationship Management, Team Building, Finra.

Who are Brandon Cooke's colleagues?

Brandon Cooke's colleagues are Justin Myalil, Al Caudullo, Meghanatha Reddy Maramreddy Venkata, Chadd Eaton, Crpc®, Adam Spiro, Sara Knowles Murphy, Ummayair Ahmad.

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