Brendan O'Connor Email and Phone Number
Financial Services professional with a successful track record advising on operational risk. Experienced in the implementation of effective compliance programs. Skilled in collaborating with client service, investment, operations, and risk teams. Perseveres to ensure things get done. Holds self and others to a high standard to ensure ethical behaviors and business operations. An effective communicator and valuable team member who partners and brainstorms across departments to achieve results.AREAS OF EXPERTISE | TECHNICAL SKILLSRisk Assessment/Mitigation | Data Analysis | Reporting | ComplianceAdvanced Microsoft Excel | PowerPoint | Bloomberg | Charles River
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Associate, Investment GuidelinesGoldman Sachs Oct 2024 - PresentNew York, New York, Us -
Senior Compliance AnalystJennison Associates Llc Sep 2022 - Oct 2024New York, Ny, Us -
AssociateNomura Asset Management May 2022 - Sep 2022Tokyo, Jp -
Compliance AnalystNomura Asset Management Nov 2018 - May 2022Tokyo, JpUtilizes experience to implement an effective risk-based compliance program through proactive testing and risk mitigation activities. Uses Bloomberg AIM and Charles River for trade monitoring of transactions in the investment and operations teams. -
StudentVirginia Tech Aug 2014 - May 2018Blacksburg, Va, Us -
InternNew Jersey Bureau Of Securities May 2017 - Aug 2017• Participated in activities designed to protect investors from investment fraud, and uphold the regulation of the securities industry in New Jersey. • Reviewed bank statements and financial records as part of a major fraud investigation.• Researched registered representative’s background information in FINRA’s Central Registration Depository and provided findings to Supervisory Investigators.
Brendan O'Connor Education Details
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Virginia TechApplied Economics -
Whippany Park High School
Frequently Asked Questions about Brendan O'Connor
What company does Brendan O'Connor work for?
Brendan O'Connor works for Goldman Sachs
What is Brendan O'Connor's role at the current company?
Brendan O'Connor's current role is Investment Guidelines at Goldman Sachs.
What schools did Brendan O'Connor attend?
Brendan O'Connor attended Virginia Tech, Whippany Park High School.
Who are Brendan O'Connor's colleagues?
Brendan O'Connor's colleagues are Mamatha Shekar, Aditya Kapur, Jackie Maybaum, Alice Knott, Vishnu Teja, Julia Dennehy, Mark K..
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