As CEO of Regiment Securities, I specialize in alternative investments, leveraging our teams' expertise to identify and capitalize on high-potential opportunities. At the helm of a Broker Dealer, my focus is on nurturing growth and delivering desirable opportunities for our clients.

*Securities offered through Regiment Securities, LLC● Led team of 10 employees and contractors to maintain continuous compliance with FINRA and SEC regulations● Advised executives on optimizing business plans, managing expenses, and sourcing tech solutions● Facilitated negotiations to align terms, timelines, and legal processes for deals as large as $300M● Advised a $125M pharma-tech company through a 300% growth stage and in preparation for IPO● Consulted for a $300M debt fund to activate capital in cannabis real estate● Engaged to raise $75M for a multi-family real estate fund● Cultivated and maintained relationships with investors, business stakeholders, and private equity firms across deal lifecycle process

● Engineered, measured, and installed vertical platform lifts and chairlifts for mobility-disabled clients● Managed logistics while traveling to 3-6 cities per week to optimize efficiency on the ground● Ensured mechanical and electrical systems met code requirements for in-home or commercial use unique to each state● Worked with general contractors on necessary home alterations to accommodate new equipment● Supervised one employee while he traveled to complete similar tasks

● Worked in apprenticeship model with immediate manager to generate $20M in new annuity sales annually● Remotely trained financial advisors on insurance products, sales tactics, and ideal client parameters for Jackson solutions● Established and fostered successful client relationships through value-adding research and tailored solutions based on the individual investing goals of each client customer● Managed documentation flow to ensure efficient processing and underwriting

● Grew client base by 47 net new accounts per month, exceeding performance expectations● Managed client portfolio of more than 300 contacts through timely communications, individualized trading strategies, and objective market insights● Remotely trained 20 active traders per month in automation analysis and trading strategy implementation● Managed new client pipeline and customer experience through paperwork and back-office support to minimize gaps in information or delays in processing

Oversaw all trading activities directly reporting to the Director/Chairman.Made recommendations based upon various financial models traded across multiple asset classes Utilized both fully automated algorithmic and discretionary models that trade on a 24 hour basis.Provided detailed reporting on an hourly basisFluent with numerous buy and sell side platforms.Provide real-time analysis of firm exposure to risk.

Built client base through referrals, networking, and effective prospectingComprehensive training on maximizing cold calling and referral business generationCommunicated with industry leaders to learn effective strategies and plans of actionsRetained new and existing clients through speedy follow up and constant contactDelivered superior customer service to all client levels

Prepared extensive databases for management and business clients. Researched, drafted, and revised briefings to be presented to congressmen and senators. Assisted in organization and execution of several business conferences. Exposed to the effects of politics on every day businesses. Attended senate finance committee hearings during financial reform and drafted minutes for BIPAC. Completed all assignments before deadlines with minimal revisions

Division leader of over 80 military personnelAttended Personal Financial Management coursesResponsible for sending and receiving of classified encrypted dataResponsible for scheduling and enforcement of nightly watch dutiesObtained certification in Operational Risk ManagementLearned extensive adaptation skills to incorporate in any situationLearned honor, courage and commitment and how to implement those in daily life