Brett Chenoweth Email & Phone Number

Tampa, Florida, United States

• Manage multiple client facing teams responsible for daily processing of bilateral VM & IM, IM holdings recon, ETD & Cleared OTC recon & VM & IM instruction, and equity, option & TRS prime broker margining.• Instituted a management oversight & accountability strategy that reduced operational errors by 75% in 6 months.• Presented Collateral Services product offering and embedded controls at numerous onsite visits with potential clients • Creating & approving FRS (Functional… Show more • Manage multiple client facing teams responsible for daily processing of bilateral VM & IM, IM holdings recon, ETD & Cleared OTC recon & VM & IM instruction, and equity, option & TRS prime broker margining.• Instituted a management oversight & accountability strategy that reduced operational errors by 75% in 6 months.• Presented Collateral Services product offering and embedded controls at numerous onsite visits with potential clients • Creating & approving FRS (Functional Requirement Spec) & BRDs (Business Requirement Doc), QA testing, and defect resolution for construction of a new middle office platform• Assist client’s legal team with negotiation of MCA agreements between the client and their counterparties.• Migrated Bilateral OTC exposure & reconciliation and Cleared CDX & IRS reconciliation and VM instruction to the Collateral team• Primary BA for the development of the derivatives sub ledger for collateral exposures, ETD & Cleared OTC broker cash and recon solutions for construction of a new middle office platform• Responsible for managing the priority of TLM CM, FMA, and Summit collateral services development with application support teams Show less

Orlando, Florida

• Managed multiple client facing teams responsible for daily processing of ETD, & OTC derivatives trade capture, lifecycle confirmations, reconciliation, ETD & Cleared OTC variation margin instruction, equity PB margining, FX netting of non-CLS & NDF FX trades• Presented derivatives middle office product offering and embedded controls at numerous onsite visits with potential clients • Responcible for onboarding several mutual fund & hedge fund derivative middle offices onto BNYM middle… Show more • Managed multiple client facing teams responsible for daily processing of ETD, & OTC derivatives trade capture, lifecycle confirmations, reconciliation, ETD & Cleared OTC variation margin instruction, equity PB margining, FX netting of non-CLS & NDF FX trades• Presented derivatives middle office product offering and embedded controls at numerous onsite visits with potential clients • Responcible for onboarding several mutual fund & hedge fund derivative middle offices onto BNYM middle office platform• Developed and implemented cross-regional coverage plan to onboard and train associates in alternate locations alleviating travel requirements to support processing during natural disasters. • Participated in cleared swap training session to transfer product knowledge to outsourced reconciliation team in Manchester, England• Bilateral OTC exposure & reconciliation SME, Cleared CDX & IRS reconciliation SME• Primary BA for the development of FMA (Internal ETD & Cleared OTC reconciliation & VM instruction application) • Responsibilities included participating in Agile project management, creating clear and attainable project plans & objectives• Creating & approving FRS (Functional Requirement Spec) & BRDs (Business Requirement Doc), QA testing, and defect resolution• Recognition AwardsService Recognition Award – November 2019 Show less

Orlando, Florida

Responsibilities include project management: creating clear and attainable objectives, building requirements, and managing the constraints of the project to support achieving DSG’s objectives. Supervise the processing of OTC derivative life cycle events in the Summit and STAR/Eagle systems. Supervise PB Margining, FX Netting of Non-CLS & NDF FX trades, and the security master creation process for OTC Derivatives.Recognition AwardsBravo Award Recipient – February 2015

Orlando, Florida Area

Responsible for processing and monitoring OTC derivative life cycle events in the Summit and STAR/Eagle systems. The OTC derivative types include the following: Credit Default Swaps, Credit Default Index Swaps, Interest Rate Swaps, Total Return Swaps, Forward Starting Total Return Swaps, COB Total Return Swaps, FX Options, and Gold Forwards. Additional responsibilities include: maintaining collateral balances at multiple prime brokers to avoid regulatory action and margin calls, FX Netting of… Show more Responsible for processing and monitoring OTC derivative life cycle events in the Summit and STAR/Eagle systems. The OTC derivative types include the following: Credit Default Swaps, Credit Default Index Swaps, Interest Rate Swaps, Total Return Swaps, Forward Starting Total Return Swaps, COB Total Return Swaps, FX Options, and Gold Forwards. Additional responsibilities include: maintaining collateral balances at multiple prime brokers to avoid regulatory action and margin calls, FX Netting of Non-CLS & NDF FX trades, documenting the procedures for the PB Margining process, Gold Forward, and FX Netting processes. This this also involved QA testing and defect resolution until all potential system issues had been resolved.Recognition AwardsProject L Recognition Award – August 2014 Show less

Lake Mary, Florida

Analyze settlement date and post settlement date DTC trades to resolve settlement issues and ensure timely trade settlement. Provide customer service and support to Pershing’s external customers on a daily basis, including phone interaction, complex problem resolution, and account transaction processing in a timely manner. Maintain customer accounts in accordance with Pershing policies while ensuring regulatory compliance and minimizing Pershing’s exposure to financial loss. Process cross… Show more Analyze settlement date and post settlement date DTC trades to resolve settlement issues and ensure timely trade settlement. Provide customer service and support to Pershing’s external customers on a daily basis, including phone interaction, complex problem resolution, and account transaction processing in a timely manner. Maintain customer accounts in accordance with Pershing policies while ensuring regulatory compliance and minimizing Pershing’s exposure to financial loss. Process cross border transactions between many international depositories to ensure timely settlements, and to manage Pershing’s financial exposure in foreign markets.Recognition AwardsService Excellence Award – May 2012 Show less

Lake Mary, Florida

Responsible for the supervision of four accountants, verifying and overseeing the preparation of daily cash management reports, daily asset reconciliation reports, daily income and expense proofs, processing weekly expense payments and reimbursements and ultimately pricing the funds and submitting prices to NASDAQ. Additionally I am the contact for issues in relation to Credit Default Swaps, Interest Rate Swaps, and Total Return Swaps, Options, Bond trades, and Equity trades. I also use the… Show more Responsible for the supervision of four accountants, verifying and overseeing the preparation of daily cash management reports, daily asset reconciliation reports, daily income and expense proofs, processing weekly expense payments and reimbursements and ultimately pricing the funds and submitting prices to NASDAQ. Additionally I am the contact for issues in relation to Credit Default Swaps, Interest Rate Swaps, and Total Return Swaps, Options, Bond trades, and Equity trades. I also use the Bloomberg terminal for research and analysis of corporate actions, pay down factors, interest payments, & pricing related issues.Recognition AwardsSpecial Achievement Award for Service Quality – August 2009ING Swap Automation Team – December 2008 Show less

Master'S Degree, Taxation, 4.0

Bachelor Of Science (Bs), Finance, Cum Laude, 3.7