Brian A. Email and Phone Number

Managed a team of 16 people, 8 direct/8 indirect, overseeing around 100 funds in the preparation of annual, semi-annual, and quarterly financial statements according to GAAP. Oversaw all regulatory reporting filings including N-MFP, N-CSR, N-Q, CPO-PQR, Form PF, 24F-2, and ICI Surveys. Coordinated internal and external audits along with client communications.

Managed a team of five direct reports, overseeing the entry and maintenance of security master data in both the accounting system (STAR) and the security master application GoldenSource. Held regular communications with the client regarding project initiatives and client requests.

Coordinated project communications between business users and technology teams including client-directed initiatives. Authored business requirements and provided quality assurance testing assistance for development projects supporting them through implementation.

Securities Valuations and Corporate Actions: Processed daily corporate actions in the accounting system (Invest1) for all equity, fixed income, and municipal bond securities according to tax regulations and AICPA guidelines. Oversaw the daily pricing of all securities and manual pricing of derivatives including total return swaps.Trade Settlements: Oversaw the settlement of all trades (foreign and domestic equity, foreign bonds, treasuries, government bonds, options, pair-offs, mortgage pools, currency forwards, loans, futures, and derivatives).

NAV Quality Assurance: Analyzed variances in net asset values (NAV), reviewing all daily components of the NAV (income, amortization/accretion, expenses, distributions, gain/loss, shareholder activity, impact of price changes) to ensure accurate final release to the public.Trade Processing/Cash & Securities: Evaluated and inputted trades for all security types and projected daily spendable cash availability for short term trading use based on portfolio activity. Performed daily cash, share, currency, and hedge reconciliations including researching new and outstanding items and projecting resolution times.