Brian Carroll Email & Phone Number

Pittsburgh, Pa, Us

New York, Ny, Us

Apply comprehensive global wealth management services to individuals, families and organizations with unique investment, tax and financial needs. Leverage the use of leading analytical, technological and qualitative resources of the largest global custodian and top-tier wealth manager to deliver unique investment strategies and products relative to each wealth management client's circumstance. Coordinate and implement investment management and trust administrative services within an experienced team of tenured professionals in the following areas: Private Banking, Fiduciary, Corporate Trust, Custodial, and Administrative Services.

Denver, Colorado, Us

Fiduciary and Advisory ServicesCounseled clients and prospects regarding strategies to preserve, grow and transfer muli-generational wealth. Responsible for maintaining and growing client relationships through the coordination of investment management, trust and retirement services with commercial and retail bank services. Responsibilties included: strategic planning, investment advisory, trust administration, management and business development.

Charlotte, Nc, Us

Exceeded profitability and client loyalty/retention goals through increased investment performance, service standards and business development. Responsible for: strategic planning, investment policy, portfolio construction and performance, research, relationship management, and compliance. Coordinated and implemented estate & financial plans to successfully achieve client objectives. Consistently achieved firm goals to increase revenue through new business and additions to existing assets under management.

Addison, Tx, Us

Developed and implemented the wealth division's open architecture investment and compliance platform. Established division's investment strategy and policy as chair of the Investment Policy Committee. Responsible for: investment personnel, research, asset allocation selection, risk management, pricing & profitability, audit analysis and compliance.

Increased firm's profitability in SE and SW Florida regions by improving client service standards, increasing investment performance and maintaining proper compliance metrics. Improved cross-selling of bank retail, lending and asset management products and services: Responsible for: portfolio strategy and construction, investment policy development, research, client relationship management and business development. Co-managed SouthTrust Growth and SouthTrust Value mutual funds.

Pittsburgh, Pennsylvania, Us

Provided portfolio management and administrative services for non-profit clients. Established and implemented the following: investment strategy, portfolio construction and performance, investment policy, research, business development and client relationship management. Also, acted as a regional portfolio equity strategist, conducting equity research and presenting investment strategies to investment team.

Us

Succeeded in increasing the profitability and assets under management of individual and institutional clients by increasing the utilization of the following responsibilities: investment strategy, portfolio construction, investment policy, trading processes, equity/fixed income/alternative investment management research, and compliance.

Masters In Business Administration, Finance, International Business

Bachelors In Business Administration, Finance And Marketing (Dual Major)

General Studies