Chief Operating Officer
Current
Apr 2023 - Present
AeroLeads people directory · profile
Brian Connor Email & Phone Number
Chief Operating Officer
at
SOGOTRADE, INC.
1 work email found
@edwardjones.com
1 phone found area 877
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
Chief Operating Officer
Location
Chesterfield, Missouri, United States
Who is Brian Connor? Overview
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Quick answer
Brian Connor is listed as Chief Operating Officer at SOGOTRADE, INC., based in Chesterfield, Missouri, United States. AeroLeads shows a work email signal at edwardjones.com, phone signal with area code 877, and a matched LinkedIn profile for Brian Connor.
Brian Connor previously worked as Senior Compliance Officer Equity Trading at Edward Jones and Operational Risk Officer - Product Governance & Operational Controls at Wells Fargo Advisors. Brian Connor holds Bsba, Business Administration from Webster University.
Company email context
Email format at SOGOTRADE, INC.
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{first}.{last}@edwardjones.com
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Profile bio
About Brian Connor
Continuously focused on process improvement initiatives designed to maintain compliance, heighten accuracy and streamline operations to drive strategic vision for stakeholders. Adept team member with a strong understanding of operational risks & controls and enterprise trading infrastructure. 17 years of experience in product and solutions management through strategic IT and Business Partnering with a focus on delivering high value information applications and usability for internal business and external clients. Dedicated to delivering value, efficiency, and enterprise success. Excellent communicator recognized for regulatory compliance, client support, and mentoring highly successful operations teams. Knowledge and experience:✰ Trading & Brokerage Operations✰ Exchange Traded Products✰ Project / Program Management✰ Operational Risk & Controls✰ Testing and Validation✰ Data Analytics✰ Internal Audit✰ Vendor Relations ✰ Regulatory ResponsePlease feel free to contact me at brianconnor@outlook.com with any thoughts, comments, or questions about my work - I’m always interested in making new professional connections.
Listed skills include Options, Trading, Equities, Derivatives, and 38 others.
Current workplace
Brian Connor's current company
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12 roles · 40 years
Brian Connor work experience
A career timeline built from the work history available for this profile.
Senior Compliance Officer Equity Trading
Nov 2019 - Mar 2023
Operational Risk Officer - Product Governance & Operational Controls
✰ Consult with managers and team members to identify and assess risk issues and ensure timely and adequate resolution.✰ Assist managers with business process documentation (policies and procedures, process maps)✰ Consult with Governance partners (Compliance, Audit, Risk, and Legal) to coordinate new rule interpretation and implementation.✰ Assist with SEC.
Jan 2019 - Nov 2019
Vice President Trading Services
Business Leader Trading Services Analysts, Specialists, and Associates collaborating across the firm on project delivery, product suitability, risk management, market structure, order rules and market data. Performed hiring, performance reviews, merit increases and promotions. ✰ Directed Trading Operations and Infrastructure including Equities, Options.
2013 - 2018
~5 yrs
Asst Vice President Trading Services Clearing Operation
Business Leader Clearing Operation of Equities, Options and Fixed Income.✰ Enhanced the options expiration process resulting in real-time functionality and risk management; automated to process expiration automatically on a daily/weekly/monthly basis.✰ Spearheaded Client Trading Enhancement Program resulting in a more robust active trader platform and a.
2010 - 2013
~3 yrs
Director Trading Services P&S
Business Leader Purchase & Sales and Options Operations.✰ Delivered highly-successful LOPR system re-designs and implementation as well as LOPR in-concert system analysis, design, and implementation.✰ Created an OCC real-time trade reconciliation OCCMQ and Expiring Option real-time position reporting and expiring options reconciliation application EORA.✰.
2007 - 2010
~3 yrs
Manager Options Operations
Business Leader of P&S and the Options Operations; managed daily workflow for clearing Equity, Fixed Income (including trade reporting) and Options.✰ Recognized as co-owner of a complex option third-party solution implementation of Options First and a migration to Scottrade Pro.✰ Worked with Compliance, Legal, Internal Audit, Settlement, Reconciliation.
2005 - 2007
~2 yrs
Occ Operations Roundable
2011 - 2018
~7 yrs
2013 - 2016
~3 yrs
Retail Advisory Committee
2012 - 2014
~2 yrs
Floor Trader
1986 - 1996
~10 yrs
Market Maker
1986 - 1995
~9 yrs
4 education records
Brian Connor education
Bsba, Business Administration
Webster University
Executive Education Program
Washington University In St. Louis
Education record
Depaul University
Education record
University Of Missouri-Columbia
FAQ
Frequently asked questions about Brian Connor
Quick answers generated from the profile data available on this page.
What company does Brian Connor work for?
Brian Connor works for SOGOTRADE, INC..
What is Brian Connor's role at SOGOTRADE, INC.?
Brian Connor is listed as Chief Operating Officer at SOGOTRADE, INC..
What is Brian Connor's email address?
AeroLeads has found 1 work email signal at @edwardjones.com for Brian Connor at SOGOTRADE, INC..
What is Brian Connor's phone number?
AeroLeads has found 1 phone signal(s) with area code 877 for Brian Connor at SOGOTRADE, INC..
Where is Brian Connor based?
Brian Connor is based in Chesterfield, Missouri, United States while working with SOGOTRADE, INC..
What companies has Brian Connor worked for?
Brian Connor has worked for Sogotrade, Inc., Edward Jones, Wells Fargo Advisors, Scottrade, and Occ.
How can I contact Brian Connor?
You can use AeroLeads to view verified contact signals for Brian Connor at SOGOTRADE, INC., including work email, phone, and LinkedIn data when available.
What schools did Brian Connor attend?
Brian Connor holds Bsba, Business Administration from Webster University.
What skills is Brian Connor known for?
Brian Connor is listed with skills including Options, Trading, Equities, Derivatives, Fixed Income, Finra, Series 7, and Securities.
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