Brian Daughney Email & Phone Number

I am a corporate and securities law partner at Moritt Hock & Hamroff LLP and have been practicing for over 30 years in corporate and securities law matters. I serve as general counsel and as a trusted advisor to my clients, who benefit from my multidisciplinary experience. In my role as counsel, I provide experienced guidance to the firm's clients with respect to mergers and acquisitions and public and private securities offerings, and general corporate law matters. Our mergers and acquisition practice is considered a nationally recognized practice in the small and middle market, with mergers and acquisitions transactions of between $2 million to $250 million is size. In our securities practice group at Moritt Hock we advise clients with numerous legal and practical matters related to securities offerings for small start ups, venture backed entities and large offerings. Our practice is centered on offerings ranging is size from a few million dollars to $200 million in gross proceeds. Our clients in this area of our practice are issuers, investors, special purpose vehicles, funds, institutional investors and placement agents. We work with clients in a multitude of industries. We help structure private and public securities offerings and prepare offering documents on their behalf. I have also represented broker-dealer firms for over 25 years, including matters related to; formation; FINRA, and SEC regulatory issues; serving as placement agent counsel in private placement offerings under Regulation D; and as underwriter’s counsel in underwritten offerings, including SPAC offerings. I often provide guidance to broker-dealer clients in a myriad of issues, including due diligence, AML and know-your- clients matters, net capital, block trades, conflicts of interest and capital markets.

Listed skills include Llp.