Brian Doherty Email & Phone Number

Boston, Massachusetts, United States

• Defined a new data model for how we quantify our clients from Customer – Account – Operational Accounts. Leading to a better understanding of who we contract with and our overall exposure.
• Subject matter expert working with IT to implement Global Markets Data Mart “EPP” which is supported by Informatica.
• Leveraged the use of Mastered Data to implement a more accurate onboarding tool.
• Initiated discussions with stake holders both internal and external, translated what was said into action items, while working to implement a client solutions tool in Appian. Creating a data lineage that could feed.
• Working to develop and implement a new structure for the client solutions team. Inclusive of static data accuracy, client related inquires and service Lead to the implementation of a robust client services tool which.
• Reviewed process’ to improve efficiency across operations and onboarding teams. Removing Silos thus creating a more fungible group of employees.

Boston, Massachusetts

• Managed the long-term strategy of State Street’s Customer Contract Compliance Policy on a global level.
• Defined a process to meet RRP initiatives around the capture of terms related to State Streets’ recourse in an event of default.
• Worked collaboratively with Business Risk, Front and Middle office teams to define an approach to address QFC requirements.
• Communicate key initiatives to senior management by presenting status reports, KPIs and Milestone progress reports.
• Analyzation of manual processes, to automate and standardize where applicable.
• Develop and maintain core management reporting dashboards and key risk indicators for SSGM Globally.

Greater Boston Area

Operational Risk and Compliance

Worked in conjunction with clients and subadvisors to ensure that IRS and SEC testing is in compliance specificaly diversification, 817h, industry and issuer tests.Developed formulas and spreadsheets in Exel to expedite the daily and monthly process.Reviewed Mutual Fund compliance procedures with regards to Prospectus and SAI limitations.Manged a staff.

Manage production of financial statements while interfacing with clients and sub-advisors to ensure accuracy of presentation.Draft and format analytical data for presentation at quarterly Board of Directors meetings.Calculate annual shareholder distributions in conformity with IRS regulations.

Master Of Business Administration - Mba

Bachelor Of Science Degree, Business Administration; Management