Brian Dooley Email and Phone Number

Select Accomplishments: - Prepared company for investor due diligence—partnering with leadership to retain investment bankers, identify potential investors, and deliver financials projections, controls and capital structure data during presentations. - Collaborated with legal to restructure equity in a transparent manner that attracted a larger pool of potential investors. - Contributed to operational success with a hands-on approach that included taking on HR management responsibilities.

Executed accounting strategy while bridging the gap between investment and corporate accounting across diverse business lines—providing accounting and regulatory compliance leadership for alternate and traditional investments. Sought after to provide timely, accurate, and transparent financial data for traditional and alternative investment products critical to executive decision making.Leadership oversight for accounting policy, analysis, reporting, CSTF, deal structuring, and management reporting for Global Equities, Fixed Income, Securities, and Alternative Investment products. Select Accomplishments:- Tapped to serve as permanent member of AIG’s Global Business Risk and Compliance Committee. - Participated in auditor RFP process—acquainting wide-ranging financial audit and tax teams with AIG’s Asset Management segment. - Accepted additional CFO and analytical responsibility for AIG’s Matched Investment Program, a partially hedged spread based investment program. - Contributed to specifications and reporting guidelines for the Asset Management SAP installation. - Provided review and oversight for Asset Management Credit Presentation as part of liquidity position discussions during quarterly earnings calls. - Created internal controls while implementing process improvements to ensure efficient overall Investments and Asset Management financial accounting, legal entity controlling, policy and process compliance, and SEC reporting.- Assisted in financing and hedging risk associated with select Private Equity investment warehousing.

Devised and oversaw consolidation of various SPV’s for the Hedge Fund, Private Equity, and Structured Fixed Income business units of AIG Investments.- Oversight responsibility for accounting operations including wire transfer and AP/AR teams.- Served as liaison to Internal and External Auditors as well as FINRA examiners for two broker-dealer entities. - Responsible for inclusion of AIG Investments in five years of retroactive financial statements for AIG Capital Corporation, a newly formed SEC registrant. - Participated in reviews and testified to SEC appointed Independent Consultant for various Investments and Financial Services business line legal entities.

Led teams that provided external financial and regulatory reporting for three brokerage firms—identifying and creating a strategy addressing opportunities for control enhancements, process, and technology efficiencies - Daily oversight for team of five staff accountants that managed month-end closing process. - Prepared internal monthly financial statements for consolidation—liaising with NYSE examiners, external and internal auditors.

Served as the General business manager for all aspects of Deutsche Asset Management’s business. Select Accomplishments:- Coordinated annual Investment Committee reviews of all existing products/strategies and New Product Committee reviews of all proposed new products/strategies in accordance with Federal requirements. - Responsible for benchmarking of all operational, technology and custodial costs and for providing unit costs to the front office sales and client management teams. - Supported strategic initiatives development aimed at globalizing the Deutsche Asset Management business while containing costs.

Oversight of all regulatory, financial and management reporting, technology initiatives and operations led by the Controller, Chief Technologist, and Operations Manager as brokerage doubled its revenues. Sought after to provide senior leadership council concerning strategy, staff utilization, controls, and trading. Prepared budget, coordinated audit responses, and managed financial statement preparation for NYSE examiners, internal and external auditors; while reviewing daily revenue tracking and margin activity. Select Accomplishments:- Implemented front-end equity trading system allowing for greater order flow and increasing number of execution destinations.- Outsourced equity and fixed income clearing, resulting in greater operational efficiency and cost savings for the firm.- Established BT Brokerage as an electronic execution destination for several Deutsche Bank affiliates.- Assisted in the implementation of best execution benchmarking of Equity Trading Desk.

Responsible for management and financial reporting for Global Lending, Global Deposits, and Risk Management products. Prepared annual budgets and quarterly forecasts with business line managers. Coordinated management reporting by business line personnel in Hong Kong, Singapore, Zurich, and London, while interfacing with senior leadership, financial controllers, and operations personnel to coordinate and prepare special purpose reports.

Prepared, analyzed, and audited client financial statements and reviewed credit files.Participated as a team member on the 1990 audit of CS First Boston. Senior Field Auditor on 1991 audit of Kidder Peabody.