Brian G. Curtis

Brian G. Curtis Email and Phone Number

Global FCC Head of Broker-Dealers, Markets, and Investment Management Advisory @ BNY Mellon
Orlando, FL, US
Brian G. Curtis's Location
Greater Orlando, United States
Brian G. Curtis's Contact Details

Brian G. Curtis work email

Brian G. Curtis personal email

n/a
About Brian G. Curtis

Industry Risk and Compliance professional with diverse global regulatory experience, including direct regulatory experience (FINRA), private sector experience (CCO), and consulting experience.

Brian G. Curtis's Current Company Details
BNY Mellon

Bny Mellon

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Global FCC Head of Broker-Dealers, Markets, and Investment Management Advisory
Orlando, FL, US
Website:
bny.com/pershing
Employees:
4221
Brian G. Curtis Work Experience Details
  • Bny Mellon
    Global Fcc Head Of Broker-Dealers, Markets, And Investment Management Advisory
    Bny Mellon
    Orlando, Fl, Us
    View
  • Bny Mellon
    Global Fcc Head Of Broker-Dealers, Markets, And Investment Management Advisory
    Bny Mellon Mar 2023 - Present
    Responsible for Financial Crimes Compliance/AML Advisory for the Company’s Broker-Dealers, Markets, and Investment Management businesses.
    View
  • Pershing, A Bny Mellon Company
    Global Head Of Aml
    Pershing, A Bny Mellon Company Oct 2016 - Mar 2023
    Responsible for managing the Anti-Money Laundering Programs of Pershing's businesses globally.
    View
  • Pershing, A Bny Mellon Company
    Director - Kyc
    Pershing, A Bny Mellon Company Apr 2012 - Oct 2016
    Responsible for managing the KYC Program for Pershing's businesses globally.
    View
  • Newbridge Securities Corporation / Newbridge Financial Services Group, Inc.
    Chief Compliance Officer
    Newbridge Securities Corporation / Newbridge Financial Services Group, Inc. Mar 2009 - Feb 2012
    Ft. Lauderdale, Fl
    Newbridge Securities Corporation provides full service securities brokerage and investment banking services to a broad based group of individuals and corporate clients.
  • Blueprint Regulatory Consulting
    Consultant
    Blueprint Regulatory Consulting 2010 - 2012
    Boca Raton, Fl
    Blueprint Regulatory Consulting (BRC) is a full service regulatory consulting firm that architects customized compliance solutions for broker-dealers, investment advisers, and hedge funds.www.blueprintregulatory.com
    View
  • Aca Compliance Group
    Consultant
    Aca Compliance Group May 2008 - Mar 2009
    Boca Raton, Fl
    ACA Compliance Group (ACA) provides expert compliance consulting and GIPS® verification services to investment advisers, private funds, investment companies, and broker-dealers.
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  • Financial Industry Regulatory Authority
    Compliance Specialist
    Financial Industry Regulatory Authority Mar 2005 - May 2008
    View

Brian G. Curtis Education Details

Frequently Asked Questions about Brian G. Curtis

What company does Brian G. Curtis work for?

Brian G. Curtis works for Bny Mellon

What is Brian G. Curtis's role at the current company?

Brian G. Curtis's current role is Global FCC Head of Broker-Dealers, Markets, and Investment Management Advisory.

What is Brian G. Curtis's email address?

Brian G. Curtis's email address is br****@****ing.com

What schools did Brian G. Curtis attend?

Brian G. Curtis attended Florida Atlantic University, Central Michigan University.

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