Svp & Chief Compliance Officer
Cetera Investment Services Llc
Apr 2018 - Apr 2024
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Brian Haley Email & Phone Number
Former SVP & Chief Compliance Officer for 2 Investment Firms; Current - Music Fanatic, Gear Head, Traveler and Carpenter
1 work email found
@genworth.com
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 71%
Role
Former SVP & Chief Compliance Officer for 2 Investment Firms; Current - Music Fanatic, Gear Head, Traveler and Carpenter
Location
Carpentersville, Illinois, United States
Who is Brian Haley? Overview
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Quick answer
Brian Haley is listed as Former SVP & Chief Compliance Officer for 2 Investment Firms; Current - Music Fanatic, Gear Head, Traveler and Carpenter based in Carpentersville, Illinois, United States. AeroLeads shows a work email signal at genworth.com and a matched LinkedIn profile for Brian Haley.
Brian Haley previously worked as SVP & Chief Compliance Officer at Cetera Investment Services Llc and SVP & Chief Compliance Officer at Cetera Financial Specialists Llc. Brian Haley holds Bachelors, Management from Western Connecticut State University.
Company email context
Email format at genworth.com
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{first}.{last}@genworth.com
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AeroLeads found 1 current-domain work email signal for Brian Haley. Compare company email patterns before reaching out.
Profile bio
About Brian Haley
Brian Haley is a Former SVP & Chief Compliance Officer for 2 Investment Firms; Current - Music Fanatic, Gear Head, Traveler and Carpenter.
10 roles
Brian Haley work experience
A career timeline built from the work history available for this profile.
Svp & Chief Compliance Officer
Cetera Financial Specialists Llc
May 2012 - Apr 2024
Director Of Broker Dealer Compliance & Aml Officer
Cetera Financial Specialists Llc
Mar 2007 - May 2012
Trade Surveillance Analyst
Cetera Financial Specialists Llc
Nov 2004 - Mar 2007
Senior Operations Specialist
Cetera Financial Specialists Llc
Jul 2003 - Nov 2004
Interim Chief Compliance Officer
Cetera Advisors Llc
May 2017 - Nov 2017
Interim Chief Compliance Officer
Legend Equity Corporation
Jun 2016 - Dec 2016
Interim Chief Compliance Officer
Cetera Investment Services Llc
May 2014 - Oct 2014
Financial Adviser
Fleet Bank And Quick & Reilly
Nov 2002 - May 2003
Financial Adviser
Jan 2001 - Sep 2002
1 education record
Brian Haley education
FAQ
Frequently asked questions about Brian Haley
Quick answers generated from the profile data available on this page.
What is Brian Haley's role at their current company?
Brian Haley is listed as Former SVP & Chief Compliance Officer for 2 Investment Firms; Current - Music Fanatic, Gear Head, Traveler and Carpenter.
What is Brian Haley's email address?
AeroLeads has found 1 work email signal at @genworth.com for Brian Haley.
Where is Brian Haley based?
Brian Haley is based in Carpentersville, Illinois, United States.
What companies has Brian Haley worked for?
Brian Haley has worked for Cetera Investment Services Llc, Cetera Financial Specialists Llc, Cetera Advisors Llc, Legend Equity Corporation, and Fleet Bank And Quick & Reilly.
How can I contact Brian Haley?
You can use AeroLeads to view verified contact signals for Brian Haley, including work email, phone, and LinkedIn data when available.
What schools did Brian Haley attend?
Brian Haley holds Bachelors, Management from Western Connecticut State University.
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