Brian Keating Email and Phone Number
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2 1/2 years public accounting experience performing audits on mostly financial service clientsCPA3+ years in the balance sheet consolidations group at Citigroup's investment bank3 years of product control experience calculating the P& for the fixed income Repo desk2+ years as sales assistant on Banc of America Securities Dealer Desk working with structured products3 years as a trading assistant at the Banc of America Securities on the in structured products covering Agency and Non Agency RMBS, ABS, Tax Lien, Whole Loan and Sub Prime Desks.2+ years at Bank of America in Product Control covering the Structured Funding Desk. Responsible for consulting with desk on accounting treatment for potential trades, reviewing and explaining P&L, ensuring accuracy of books and records, working with other areas of the firm such as Risk, Treasury, and other businesses to ensure they understand structure, pricing and accounting for all new deals. 4+ years at Mizuho Securities USA as head of Fixed Income Product Control. Responsible for creating and updating process for financial reporting of the business internally and to the newly created bank holding company, reviewing P&L, creating calculations for Volcker reporting, reviewing and documenting price testing results, creating calculations for GVAR clean P&L calculations for Market Risk, and working on audits for internal/external auditors and regulators.Specialties: Licenses: CPA, Series 7, 63 and 99
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Finance Strategic Change ManagerMarex Mar 2024 - PresentLondon, GbResponsible for improving efficiency and standardizing processes across the US finance organization. Work with all groups in the US finance organization to identify areas where we process reengineering can help improve the control framework and increase efficiencies. -
Executive Director Finance Strategies And IntegrationMizuho Securities Usa Llc Jun 2017 - Feb 2024Finance Subject Matter Expert on project to rebuild infrastructure for Mizuho's swap dealer. Project includes implementing a new systems for Derivative trade capture and processing, Bond and repo processing and futures processing as well as a new subledger and ledger system for existing Fixed Income derivative business as well as building a complete infrastructure for new Equity Derivative business. Responsibilities include working closely with the business, IT, and Operations to ensure that trades and positions are processed correctly to meet all of regulatory, GAAP and head office reporting requirements. Additional responsibilities involve building a strong control environment to allow the business to expand product platform and reach an expanded client base.
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Director Fixed Income Product SupportMizuho Securities Usa Llc. Nov 2012 - Jun 2017Managing fixed income product support team. Covering Mortgages, Corporates, Agencies, Treasuries, Interest Rate Swaps, Credit Default Swaps, ABS, CMBS, CLO's CP, Emerging Markets and Repos. Responsible for confirming and preparing daily P&L calculations and ensuring that he balance sheet and P&L accurately reflect the risks of the firm.Responsible for accuracy of Volcker P&L attribution panel. Responsible for verifying the accuracy of information provided to the Bank Holding Company on a daily basis. Reviewing and updating controls around the P&L calculation and reporting process.Reviewing and documenting Price testing results. Training staff.
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Vp, Manager Of Structured Funding Finance GroupBank Of America Merrrill Lynch Jun 2010 - Oct 2012Charlotte, Nc, UsManager of finance area for the Structured Funding Desk. Desk provides long term funding solutions for customers through Total Rate of Return Swaps, Structured Repos, Collateralized Debt issuance and SPV's. Consult with desk on potential trade structures, determine accounting treatment, and prepare all regulatory filings. Oversee all pricing issues for the Repo and Short Rates business. -
Sales Assistant, Trading AssistantBank Of America Merrrill Lynch Oct 2004 - Jul 2010Charlotte, Nc, UsSales assistant for Regional Dealer Sales desk covering RMBS, ABS, CMBS and CDO's. Provided secondary coverage to 4 sales people assisting with customer inquiries. Moved over to trading side of business in 2007. Performed all of the operational aspects of the Agency and Non Agency CMO securitization and whole loan securitization. I also supported the ABS, CRA, Tax Lien , sub prime business. -
FvpCitigroup May 1998 - Oct 2004New York, New York, UsMay 1998 to March 2001 - Supervisor for Balance Sheet consolidations group. Responsible for ensuring that all intercompany investment and equity accounts were correctly eliminated. Assisted in closing down duplicate entities and ensuring that entities were merged under US GAAP. Rebuilt double leverage calculation. Reviewed balance sheet and prepared monthly analysis on changes. March 2000 to October 2004 - Supervisor Repo Desk product support group. Prepared daily P&L for the General Collateral, Structured Repo, Total Rate of Return and Floating Rate Repo books utilizing Repo, Repo Options, Swaps, Swap Options, Futures, MBS, interest rate swaps, treasuries. Reviewed P&L for the remainder of the desk. Prepared entries to close the books. Built a T+0 P&L estimate utilizing risk reports. Worked with technology to develop financing system for all products. Monitored FAS 133 balances. -
AuditorErnst & Young Oct 1995 - May 1998London, GbWorked on the audits of banks, broker dealers, mutual funds, and auto financing companies. Reviewed all financial statements to ensure they were in accordance with US GAAP.Worked on projects for the Litigation Support and M&A groups. Reviewed staff workpapers and ensured that audits were completed within budget.
Brian Keating Skills
Brian Keating Education Details
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Villanova UniversityAccounting
Frequently Asked Questions about Brian Keating
What company does Brian Keating work for?
Brian Keating works for Marex
What is Brian Keating's role at the current company?
Brian Keating's current role is Director Finance Strategies and Integration at Mizuho Securities USA LL.
What is Brian Keating's email address?
Brian Keating's email address is br****@****hoo.com
What is Brian Keating's direct phone number?
Brian Keating's direct phone number is +173224*****
What schools did Brian Keating attend?
Brian Keating attended Villanova University.
What skills is Brian Keating known for?
Brian Keating has skills like Fixed Income, Abs, Residential Mortgages, Series 63, Swaps, Structured Finance, Investment Banking, Securities, Equities, Middle Office, Structured Products, Financial Risk.
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