Building something incredible.

Fully motivated to bringing clients and partners the best overall experience with Gemini

Implemented the industry's top compliance program, including integration of new technologies and coordinating relationships with Gemini's institutional customers.

Executed a sustainable infrastructure and process that (i) documents the firm's obligations arising from material laws, rules and regulatory requirements and (ii) connects those obligations to policies and procedures or other documentation that support compliance with those laws, rules and regulatory requirements.

Partner with internal compliance attorneys and outside counsel to ensure compliance with guidelines and laws with respect to the identification of potential regulatory violations within the organization.

Provided guidance and strategies to sales professionals to effectively manage resolving cross-border, fund structure, registration, and other complex risk issues.

Provided guidance to front office business leaders and supervisory managers on emerging regulatory issues and drove program to establish new requirements for product initiatives and customers.

Hand Baldachin & Amburgey is a bi-coastal boutique law firm working with businesses in all aspects of their corporate life, from formation and day-to-day business matters, through capital formation, capital restructuring and mergers and acquisitions transactions. We focus on deals across several industries including: media; sports and entertainment; fashion and lifestyle brands; publishing as well as technology and healthcare. HBA also represents financial institutions, including boutique brokerage firms, investment banks, private equity firms, investment advisors and hedge funds. HBA combines the sophistication and expertise of a traditional Wall Street law firm with the responsiveness and focus of a boutique. With strong ties to the business and legal communities in New York and California, we are able to leverage relationships that ensure that our clients achieve their strategic objectives. We also have affiliations with experts in the areas of tax, intellectual property and other specialty disciplines to enable us to handle all of our clients’ legal needs.Our mission is to provide responsive and individualized service. We view our job as achieving practical and cost-effective solutions to business and legal problems. We are proud of our commitment to client service and consider client satisfaction the best measure of our success.