Brian Mclaughlin Email & Phone Number

Jersey City, Nj, Us

New York, New York, Us

-Daily monitoring of client portfolios, issuing & receiving collateral calls-Reconciliation of portfolios-Reconciliation and escalation of all client disputes and regulatory queries-Liaison with internal groups-Settlement of collateral

-Processed and settled Exchange Traded Futures and Options-Reconciled futures and options positions, P&L and brokerage fees with trading and clearing brokers-Responsible for entering all Static Data for Futures and Options contracts in the system-Generated accounting entries on a daily basis

-Responsible for WorldLend Database Input and Maintenance of Related Documentation Borrower and Lender account openings, credit limits, restrictions (pc matrixes for Trading) settlement instructions, fee %, and mark settings-Work on Global One - New Securities Lending System Implementation

London, Gb

Middle Office Sales Support - Secured Financing

Responsible for assisting with the research, formulation, verification, evaluation and maintenance of information for the Securities Lending Department, Bank, clients and regulators; and performing cross-functional duties in the areas of risk and operational administration within the Department.

New York, Ny, Us

Responsible for supporting Fixed Income Desk, to ensure that cash and securities were transferred between Morgan Stanley and counterparties properly and efficiently. Interfaced with Hedge Funds, Major Financial Institutions, Asset Management Firms and Other Banks in performance of functions. Quality assurance for all transactions handled including:• Manage $150 billion tri-party book of transactions per day• Wire funds, up to $20 billion per day, for domestic tri-party transactions • Responsible for funding, collateralizing and settling trades for equities and fixed income securities• Book internal security pools of up to $30 billion per day• Utilize BONY database systems, such as Accessedge, GSCX, and Inform, to verify client tri-party transactions• Liaise with clients, trading and sales, and operational personnel in resolving many issues dealing with traders, sales, and cash management related to discrepancies in principal amounts, interest rates, interest payments, etc. to ensure issues are resolved in a timely manner • Produce daily customized reporting for Senior Management on firms financing needs.• Use Morgan Stanley internal systems, to verify trade accuracy, settlement of trade, collateralization of trade and other aspects of the transaction• Execute pre-funding wires at start of day based on cash management projections for financing• Review inbound client communications for accuracy, noting all activities on the account, and submitting accurate forms for final processing – trade confirmation • Reconcile end of day figures to keep allocations and transactions in balance• Involved In several group projects including PID/BID conversion and Fed. White paper initiative

New York, Ny, Us

Responsible for setting up tri-party repurchase agreements for various dealer accounts. Interfaced with Broker Dealers in processing Tri-Party transactions. All major financial institutions from both the buy and sell side clients. Specific duties included:• Input accounts onto the Contract Management Database (CMDB) and send out extract inquiries and requests• Act as a liaison between clients on the buy side and sell side to meet their needs with new and existing accounts• Report to management on status of outstanding issues and projects• Use Accessedge to process transactions • Assemble Dealer Boxes, DTC Dealer Boxes, Cusip Tags, Report Groups, Unwind Groups, etc.• Maintain the integrity of the Collateral Management database• Support account representatives on collateral information for customers• $1.3 trillion managed daily in 32 markets

New York, Ny, Us

Function included verification transactions qualified to be processed under existing agreements. Compared and reviewed transactions with pre-set limits.• Interfaced with customers to determine if their requests could be processed• Processed high volume client requests (via phone or clearing system)• Utilize GSCX for clearing tri-party transactions• Lent support to the mini “command center” of Broker Dealer Services• Recorded customer requested government security transactions• Daily reconciliations of customer transactions to be sure transactions were recorded correctly• Supported all internal users

• Filing, billing, copying, etc.• Clerical assistant for Partner in charge of office

Bs, Management With A Minor In Marketing

Education record