Brian Mcsherry Email & Phone Number

New York, Ny, Us

New York, Ny, Us

New York City Metropolitan Area

Greater New York City Area

VICE PRESIDENT/COMPLIANCE OFFICER, MONITORING & TESTING GROUP (10/16 – 11/19)• Lead and conducted thematic and regulatory reviews of businesses in Equities and FICC and issue reports of such reviews• Collaborated with stakeholders to remediate identified issues• Co-chaired and led initiatives for Compliance Diversity and Inclusion working group VICE PRESIDENT/COMPLIANCE OFFICER, REGULATORY CHANGE OVERSIGHT, REGIONAL HEAD OF THE AMERICAS (02/14 – 09/16)• Tracked regulatory changes impacting respective United States businesses • Coordinated with colleagues across Barclays’ regions to ensure a consistent approach to managing regulatory change • Collaborated with Compliance Risk Assessment Team to strategize and implement ways to synergize regulatory change and compliance risk assessment• Promoted to Regional Head of the Americas in February 2016• Managed biweekly forum where regulatory rule proposals are identified and prioritized for comment

Greater New York City Area

VP/COMPLIANCE OFFICER, BANK HOLDING COMPANY COMPLIANCE (07/12-02/14)• Manage process for monitoring regulatory changes in United States.• Collaborate with regional counterparts to ensure processes in place for monitoring regulatory changes outside of United States.• Manage, review and assist in the design of infrastructure for display and review of firmwide, divisional and regional compliance policies and procedures.• Coordinate with compliance officers across divisions and regions to enhance policy governance process and to ensure periodic review of policies and procedures. • Manage key enhancement to policy infrastructure including mapping of policies and procedures to CFTC rules.VP/ATTORNEY, LEGAL DEPARTMENT (09/10 – 07/12)• Provided a view of regulatory changes for compliance and legal personnel in collaboration with compliance technology department and outside vendors.• Assisted in the firm-wide management of compliance policies and procedures to ensure periodic reviewal.CONTRACT ATTORNEY, LEGAL DEPARTMENT (01/08 – 09/10)

Bachelor Of Arts (Ba), Political Science

Activities and Societies: Alpha Sigma Nu, National Jesuit Honor Society

Doctor Of Law (Jd)