Brian Roe Email & Phone Number

Burlington, Ma, Us

Philadelphia, Pennsylvania, Us

Lead Charles River IMS SME for both the Private Wealth and Institutional areas of the business including all front office, trading, middle office and compliance stakeholdersConfigured all areas of the CRIMS system including developing models, trade automation, result sets, queries, workflow rules, layouts, profiles and compliance rulesAssumed role of CRIMS compliance officer. Duties encompassed all CRIMS compliance areas including rule writing, resolving alerts, documenting warnings, assisting with audits and troubleshooting data issues

Philadelphia, Pennsylvania, Us

Project - Digital Transformation• Research and document an enterprise digital transformation strategy• Implement and integrate best in class collaboration and content tools to produce a cohesive digital workplaceProject - Vendor Process Redesign• Research current state enterprise wide end to end vendor processes• Implement process improvements• Research and Implement a best in class enterprise vendor risk management system

Philadelphia, Pennsylvania, Us

Project – Eagle upgrade• Current state analysis of over 1400 batch jobs in support of the Eagle upgrade. Batch jobs included file pulls, file puts, extracts, stored procedures, uploaders, and file parsing.• Analysis of Eagle data vendor uploads using Eagle message center. Vendors included POINT, Intex, Factset, Rimes, IDC, and Apex.• Gap analysis of the data impacts to internal applications in the upgraded Eagle environment. The applications are critical pieces of the workflows in fixed income front office, investment performance, and client service business areas.• Authored requirements documentation regarding all batch processes for the following business areas: fixed income front office, derivative operations, trade operations, fund operations, recon operations, security operations, portfolio compliance, regulatory compliance, investment performance, client services, firmwide reporting.• Authored and executed QA test script documentation regarding all batch processes for the following business areas: fixed income front office, derivative operations, trade operations, fund operations, security operations, and firmwide reporting.• Executed all QA testing and defect resolution for the following business areas: fixed income front office, derivative operations, trade operations, fund operations, security operations, and firmwide reporting. Project – Barclays POINT remediation• Current state analysis of all Barclays POINT upstream and downstream data and reporting flows.• Authored data mapping documents for the remediation of all POINT data and reporting• Create, test, and implement all future state reports using Bloomberg PORT• Design, test, and implement new adhoc reporting workflows• Map all newly sourced Bloomberg PORT data into the Collibra corporate data governance application.• Implement and document all activities regarding the POINT decommission.

Frankfurt Am Main, Hessen, De

Current and Target State analysis in support of the global BlackRock Aladdin trading & risk platform implementation.Lead technical BA partnering with the front office, operations, and trading areas to design, test, and implement a global KPI tool with over 100 distinct KPI’s.Lead compliance BA working with business on building new trade surveillance model feeds, Section 18 regulatory reports, fair allocation reports, market manipulation reports, and cross trade reports.Decommission analysis for 60+ global applications including Charles River IMS. Led interviews with senior business and technology stakeholders across multiple regional and global business lines. Recommendations made to senior management.SME and senior BA for the following project fixed income and equity business areas: compliance, trading, portfolio management, research, reporting, and operations.SME representing Deutsche Bank in the following full cycle BlackRock business process reviews: portfolio management, trading, compliance, research, and passive.Lead Alternative Real Assets BA. This business area consisted of 50+ real estate driven portfolios with 20b AUM across 3 global regionsBA supporting Aladdin system configuration for all U.S senior front office managers. This included analysis of portfolios, benchmarks, and analytical data for over 1000 portfolios with 500b in AUM.Worked closely with data integration and governance teams to provide crucial data mapping, analysis, and business insight for the future state data warehouse solution.Performed project management functions such as scope definition, risk assessment, development timelines, status updates, and project plan creation.Full cycle UAT script writing and testing of front office workflows in equity, fixed income, and structured finance business lines.Created BRD and FSD documents for various business lines. Led extensive interviews with business stakeholders.

Wilmington, Delaware, Us

Acted as lead liaison between all areas of the business and technology personnel while proactively driving enhancements throughout the entire development cycle.Collaborate with developers to establish a technical vision for the firm making sure to carefully analyze tradeoffs between usability and performance needs. Provided feedback and recommendations to upper management regarding the results.Senior team member in the discovery phase for a new CRM and RMS system.Worked closely with developers to create, implement, and test a firm wide commission tracking system.Managed and oversee all aspects of front office and middle office applications.Managed integrity, quality, and accuracy of all front office and middle office data.Creation, testing and maintenance of all Charles River IMS compliance rules representing over 150 clients. Managed QA and UAT testing for all front office and middle office upgrades.Coordinated with CCO and client service director to recommend and implement compliance controls on all client accounts.Worked closely with CIO and Head of Research to identify fundamental and technical needs for the department and design solutions.Independently researched and designed reporting solutions to help redefine firm investment decision making process.Interacted with senior research analysts on identification of investment ideas using various applications such as Bloomberg and Factset.Designed research applications using Bloomberg and Factset API’s.Partnered with analysts to conduct third party research calls.

Wilmington, Delaware, Us

Responsible for all back office operations including coordination and execution of order creation, allocation, trade settlements and resolutions.Participated in all phases of new Charles River IMS implementation from discovery to adaptation, including troubleshooting and problem solutions.Fulfilled reporting requests for all departments and clients.Responsible for quarter end reporting, reconciliation, client document creation and maintenance.Created and maintained client service presentation and book materials.Executed class action and voluntary corporate actions processing.Redesigned and implemented quarter end client service processes.

New York, Ny, Us

Directed back office operations and program trading for firm with $18 billion in assets under management.Hired, trained, and supervised personnel team of three.Directed order creation, order allocation, trade settlements, discrepancy resolutions, and cash management.Managed all broker, vendor, and custodial relationships.

New York, Ny, Us

Worked closely with traders and portfolio managers to coordinate planned cash movements and program trades for over 100 accounts.Coordinated and executed employee personal trades.Executed order creation, order allocation, trade settlements, and discrepancy resolutions for over 100 accounts