Partner
CurrentBrian is an assurance partner in PwC's Banking and Capital Markets practice. Brian has deep experience serving consumer finance companies, clearing broker-dealers, proprietary trading firms, distributing broker-dealers, futures commission merchants, hedge funds and private equity clients. Brian also has experience working on large multinational public company engagements with Sarbanes Oxley internal control reporting requirements including large insurance companies and financial institutions.Brian completed a tour in the SEC Services Group within PwC's National Quality Organization ("NQO"). As part of his responsibilities in NQO, Brian conducted technical reviews of SEC filings for clients in the banking and capital markets sector. Brian also provided technical support to PwC’s practice offices, specializing in the financial services industry. Brian has extensive experience designing and executing attestation services over the compliance report for clearing broker-dealers covering the financial responsibility rules in SEC rule 17a-5. Also, he has performed internal control examinations over financial intermediary controls and compliance assessments for broker-dealers.Brian is a frequent instructor and content developer for PwC broker-dealer learning and development courses. Brian earned both his BS in accounting and MAS in accounting degrees from Northern Illinois University.
