Brian Towle

Brian Towle Email and Phone Number

An accomplished Leader, dedicated to delivering transformational Supervision and Risk Managementsolutions.
Brian Towle's Location
Lorain, Ohio, United States, United States
About Brian Towle

“It’s not about having the right opportunities. It’s about handling the opportunities right.” - Mark HunterSupervision managers play an important role, functioning as the glue that holds operations together. To efficiently deliver daily transformational leadership, a Supervision Manager should have a keen eye for detail, and intuition on areas of improvement. Having harnessed a solid track record, learned a number of technical skills, and earned numerous awards, and specialize in I ‘enabling’ businesses achieve their full potential. As an adept Risk Manager, my motive is to communicate risk policies and processes while providing hands-on development of risk models involving market, credit and operational risk, assure controls are operating effectively, and provide research and analytical support.Through the years, I have accumulated expertise in steering multifunctional domains with highly reputed business establishments. My areas of expertise revolve around leadership and training. I build and establish organizational goals by delivering great customer experience, meaningful team, and relationship building, backed by exceptional management abilities. I collaborate with upper management and key stakeholders across business areas to identify issues and opportunities and tie them to Key Performance Indicators, directing training towards actual business needs.I also excel in hiring, training, and developing individuals from scratch into confident and resourceful professionals. I look forward to delivering impeccable high-impact Supervision, Risk Management and Leadership solutions through my dedication to handling multiple functions and activities under high-pressure environments & tight deadlines.A summary of my professional endeavors is listed below and could be further explored in my resume.To know more about me, or how I can assist you or your businessCall me:E-mail me:Areas of Expertise: Cost / Efficiency ratio Optimization P&L / Budget Management Continuous Improvements Objective Definition & Restructure Action Plan Development Risk Management & Litigation Staff training & Development Reports & Documentation Relationship Management Analyses & Research Support & Service Problem solving & Worth ethic

Brian Towle's Current Company Details

An accomplished Leader, dedicated to delivering transformational Supervision and Risk Managementsolutions.
Brian Towle Work Experience Details
  • National Securities Corporation
    Regional Supervisory Officer
    National Securities Corporation 2018 - 2019
    Boca Raton, Florida
    Funding National Securities Corporation (NSC) is a full-service brokerage firm, operated primarily through independent registered representatives. Fee-based investment advisory services are offered through National Asset Management (NAM), an SEC-registered investment advisor. I was brought into National Securities to spearhead a wide variety of supervisory, compliance, and risk functions related to the Region, Complex, and, where applicable, Associate Offices. I operate independently and keep the Regional Director informed of significant compliance and risk matters, and determine when the Complex Manager, Regional Director, or Division Risk Officer should be directly involved. I also determine the operational practices of all stores in the area, making sure each runs smoothly, cleanly, complies with marketing and sales campaigns, and meets budget and sales goals.
  • Merrill Lynch (A Division Of Bank Of America)
    Vp - Senior Supervision Principal
    Merrill Lynch (A Division Of Bank Of America) 2013 - 2018
    Jacksonville, Florida, United States
    Merrill, legally Merrill Lynch, Pierce, Fenner & Smith Incorporated, and previously branded as Merrill Lynch, is an American investing and wealth management division of Bank of America. My primary responsibility as the VP / Sr. Supervision Principal was to supervise the regulated/securities licensed populations within the US Trust. In this role, I supervised UST associate email, AIM cash/trade review, associate biographies & webpages, and alternative investment review as required under Regulation R (2009). Additionally, I was part of the team that monitored all electronic communications for potential violations for GWIM working with the Global Control Room as deals open & close.
  • Merrill Lynch
    Avp - Senior Supervision Principal
    Merrill Lynch 2006 - 2013
    Merrill Lynch (A Division Of Bank Of America)
    As the AVP / Sr. Regional Supervisory Principal, I was charged with maintaining on-going relationships with my designated advisors and OSJs to educate, guide, and assist them with their compliance responsibilities. I acted as a point of contact and assisted where necessary to help build compliant business partnerships with Merrill Lynch. Due to my diligent work ethic and result-delivering nature, I maintained a long and lucrative tenure with Merrill Lynch, while earning a number of promotions along the way.
  • Merrill Lynch (A Division Of Bank Of America)
    Avp - Bai Supervision Principal
    Merrill Lynch (A Division Of Bank Of America) 2006 - 2013
    Dallas, Texas, United States
    As the AVP / Sr. Regional Supervisory Principal, I was charged with maintaining on-going relationships with my designated advisors and OSJs to educate, guide, and assist them with their compliance responsibilities. I acted as a point of contact and assisted where necessary to help build compliant business partnerships with Merrill Lynch. Due to my diligent work ethic and result-delivering nature, I maintained a long and lucrative tenure with Merrill Lynch, while earning a number of promotions along the way.
  • Jpmorgan Chase & Co.
    National Client Services
    Jpmorgan Chase & Co. 2005 - 2006
    Chicago, Illinois, United States
  • O'Malley & Associates
    Financial Advisor
    O'Malley & Associates 2003 - 2005
    Downers Grove, Illinois, United States
  • Harris Investor Services, Inc.
    Margin Superviosr/Broker/Customer Service
    Harris Investor Services, Inc. 1999 - 2003
    Chicago, Illinois, United States
  • Morgan Stanley Dean Witter
    Credit Analyst/ Margin Clerk
    Morgan Stanley Dean Witter 1998 - 1999
    Chicago, Illinois, United States

Brian Towle Skills

Customer Service Team Building Leadership Marketing Community Outreach

Brian Towle Education Details

Frequently Asked Questions about Brian Towle

What is Brian Towle's role at the current company?

Brian Towle's current role is An accomplished Leader, dedicated to delivering transformational Supervision and Risk Managementsolutions..

What schools did Brian Towle attend?

Brian Towle attended Western Governors University, Depaul University, University Of Iowa.

What skills is Brian Towle known for?

Brian Towle has skills like Customer Service, Team Building, Leadership, Marketing, Community Outreach.

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