“It’s not about having the right opportunities. It’s about handling the opportunities right.” - Mark HunterSupervision managers play an important role, functioning as the glue that holds operations together. To efficiently deliver daily transformational leadership, a Supervision Manager should have a keen eye for detail, and intuition on areas of improvement. Having harnessed a solid track record, learned a number of technical skills, and earned numerous awards, and specialize in I ‘enabling’ businesses achieve their full potential. As an adept Risk Manager, my motive is to communicate risk policies and processes while providing hands-on development of risk models involving market, credit and operational risk, assure controls are operating effectively, and provide research and analytical support.Through the years, I have accumulated expertise in steering multifunctional domains with highly reputed business establishments. My areas of expertise revolve around leadership and training. I build and establish organizational goals by delivering great customer experience, meaningful team, and relationship building, backed by exceptional management abilities. I collaborate with upper management and key stakeholders across business areas to identify issues and opportunities and tie them to Key Performance Indicators, directing training towards actual business needs.I also excel in hiring, training, and developing individuals from scratch into confident and resourceful professionals. I look forward to delivering impeccable high-impact Supervision, Risk Management and Leadership solutions through my dedication to handling multiple functions and activities under high-pressure environments & tight deadlines.A summary of my professional endeavors is listed below and could be further explored in my resume.To know more about me, or how I can assist you or your businessCall me:E-mail me:Areas of Expertise: Cost / Efficiency ratio Optimization P&L / Budget Management Continuous Improvements Objective Definition & Restructure Action Plan Development Risk Management & Litigation Staff training & Development Reports & Documentation Relationship Management Analyses & Research Support & Service Problem solving & Worth ethic
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Regional Supervisory OfficerNational Securities Corporation 2018 - 2019Boca Raton, FloridaFunding National Securities Corporation (NSC) is a full-service brokerage firm, operated primarily through independent registered representatives. Fee-based investment advisory services are offered through National Asset Management (NAM), an SEC-registered investment advisor. I was brought into National Securities to spearhead a wide variety of supervisory, compliance, and risk functions related to the Region, Complex, and, where applicable, Associate Offices. I operate independently and keep the Regional Director informed of significant compliance and risk matters, and determine when the Complex Manager, Regional Director, or Division Risk Officer should be directly involved. I also determine the operational practices of all stores in the area, making sure each runs smoothly, cleanly, complies with marketing and sales campaigns, and meets budget and sales goals. -
Vp - Senior Supervision PrincipalMerrill Lynch (A Division Of Bank Of America) 2013 - 2018Jacksonville, Florida, United StatesMerrill, legally Merrill Lynch, Pierce, Fenner & Smith Incorporated, and previously branded as Merrill Lynch, is an American investing and wealth management division of Bank of America. My primary responsibility as the VP / Sr. Supervision Principal was to supervise the regulated/securities licensed populations within the US Trust. In this role, I supervised UST associate email, AIM cash/trade review, associate biographies & webpages, and alternative investment review as required under Regulation R (2009). Additionally, I was part of the team that monitored all electronic communications for potential violations for GWIM working with the Global Control Room as deals open & close.
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Avp - Senior Supervision PrincipalMerrill Lynch 2006 - 2013Merrill Lynch (A Division Of Bank Of America)As the AVP / Sr. Regional Supervisory Principal, I was charged with maintaining on-going relationships with my designated advisors and OSJs to educate, guide, and assist them with their compliance responsibilities. I acted as a point of contact and assisted where necessary to help build compliant business partnerships with Merrill Lynch. Due to my diligent work ethic and result-delivering nature, I maintained a long and lucrative tenure with Merrill Lynch, while earning a number of promotions along the way. -
Avp - Bai Supervision PrincipalMerrill Lynch (A Division Of Bank Of America) 2006 - 2013Dallas, Texas, United StatesAs the AVP / Sr. Regional Supervisory Principal, I was charged with maintaining on-going relationships with my designated advisors and OSJs to educate, guide, and assist them with their compliance responsibilities. I acted as a point of contact and assisted where necessary to help build compliant business partnerships with Merrill Lynch. Due to my diligent work ethic and result-delivering nature, I maintained a long and lucrative tenure with Merrill Lynch, while earning a number of promotions along the way.
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National Client ServicesJpmorgan Chase & Co. 2005 - 2006Chicago, Illinois, United States -
Financial AdvisorO'Malley & Associates 2003 - 2005Downers Grove, Illinois, United States -
Margin Superviosr/Broker/Customer ServiceHarris Investor Services, Inc. 1999 - 2003Chicago, Illinois, United States -
Credit Analyst/ Margin ClerkMorgan Stanley Dean Witter 1998 - 1999Chicago, Illinois, United States
Brian Towle Skills
Brian Towle Education Details
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Master Of Business Administration - Mba -
Certificate In Financal Planning -
Economics
Frequently Asked Questions about Brian Towle
What is Brian Towle's role at the current company?
Brian Towle's current role is An accomplished Leader, dedicated to delivering transformational Supervision and Risk Managementsolutions..
What schools did Brian Towle attend?
Brian Towle attended Western Governors University, Depaul University, University Of Iowa.
What skills is Brian Towle known for?
Brian Towle has skills like Customer Service, Team Building, Leadership, Marketing, Community Outreach.
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Brian Towle
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Brian Towle
Los Angeles, Ca4hyperlooptech.com, hyperloop-one.com, hyperloop-one.com, hyperloop-one.com2 +121380XXXXX
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Brian Towle
Moonachie, Nj4ironmountain.com, preferredmedia.com, recall.com, ironmountain.com2 +181884XXXXX
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