Brian Harris, Cfa Email & Phone Number

Ventura, Ca, Us

Ventura, Ca

Ventura, Ca

Assist mostly individual high net worth individuals reach their financial goals by offering a combination of investment management and financial planning solutions.

Ventura, Ca

At Capital Mortgage Services (CMS), I don’t represent a lender, I represent my clients. I take a financial planning approach to lending, meaning I make sure a loan makes financial sense for you before we proceed. After analyzing your financial position, the next step in my process is to find the best loan program for you, and then to search the numerous lenders CMS has relationships with to find you the best rate. As a correspondent lender and a mortgage broker we have access to more products than a traditional bank or direct lender. My goal is to keep you informed throughout the process, and to be your advocate every step of the way.Feel free to contact me with any questions.

• Responsibilities covered all aspects of the investment management business including: research, portfolio management, trading, operations, compliance, marketing and business management• Involved in all aspects of launching and maintaining the business• Responsible for interviewing, selecting and maintaining relationships with different service providers• Developed an investment process that incorporated both qualitative and quantitative inputs• Created numerous models that assisted in analyzing a company using systematic, repeatable and scalable methods• Created a dynamic risk management system which measured exposure to numerous characteristics• Maintained accounting records, tracked the budget and projected cash flows

• Responsible for executing all trades• Conducted in-depth qualitative and quantitative research• Developed models to value prospective investments and maintained existing models• Actively participated in investment committee meetings by presenting and challenging ideas• Implemented new and enhanced existing procedures for trading, research & portfolio management• Established/Maintined relationships with company management, traders, sell-side analysts and large shareholders

• Conducted research to identify new investments and monitored existing holdings• Evaluated clients risk tolerance, time horizon and investment objectives• Conducted meetings with clients to discuss performance and current holdings• Assisted in placing equity and fixed income trades• Responsible for daily reconciliation, generation of statements and performance reports

La Jolla, Ca

• Executed mutual fund trades, remedied trade errors and trained new hires

San Francisco Bay Area

• Assisted a broker in the execution of orders in one of the busiest pits on the floor. • Responsible for holding and monitoring all orders that were not immediately executable• Oversaw the transition from paper to electronic trade tickets.

Bachelors, Business-Economics

Activities and Societies: Minor in Probabilities & Statistics

General