Brian Rubin

Brian Rubin Email and Phone Number

Securities enforcement, litigation and regulatory counseling partner at Eversheds Sutherland (US) LLP @ Eversheds Sutherland (formerly Sutherland Asbill & Brennan)
Washington, DC, US
Brian Rubin's Location
Washington, District of Columbia, United States, United States
Brian Rubin's Contact Details

Brian Rubin personal email

n/a

Brian Rubin phone numbers

About Brian Rubin

As the co-head of the firm’s Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA) and state securities enforcement practice, I represent clients being examined, investigated and prosecuted by the SEC, FINRA, other self-regulatory organizations and states. I bring an insider’s perspective to defending broker-dealers, investment advisers, investment companies, public companies, asset managers and individuals in examinations, investigations, enforcement proceedings, litigation, arbitrations and in counseling because I was previously NASD (now FINRA) Deputy Chief Counsel of Enforcement and Senior Enforcement Counsel at the SEC.

Brian Rubin's Current Company Details
Eversheds Sutherland (formerly Sutherland Asbill & Brennan)

Eversheds Sutherland (Formerly Sutherland Asbill & Brennan)

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Securities enforcement, litigation and regulatory counseling partner at Eversheds Sutherland (US) LLP
Washington, DC, US
Employees:
6095
Brian Rubin Work Experience Details
  • Eversheds Sutherland (Formerly Sutherland Asbill & Brennan)
    Eversheds Sutherland (Formerly Sutherland Asbill & Brennan)
    Washington, Dc, Us
  • Eversheds Sutherland (Formerly Sutherland Asbill & Brennan)
    Partner
    Eversheds Sutherland (Formerly Sutherland Asbill & Brennan) Sep 2003 - Present
    London, England , Gb
    Litigation Partner in Washington office of Eversheds Sutherland, co-head of firm's Securities Enforcement Team, and Partner Chair of the firm's US Pro Bono Committee* Represents broker-dealers, investment advisers, investment companies, public companies and individuals being examined, investigated and prosecuted by the U.S. Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), other self-regulatory organizations and states * Defends securities clients in litigation and arbitration* Counsels clients on securities regulatory and compliance matters* Conducts internal investigations.
  • Finra (Formerly Nasd)
    Deputy Chief Counsel, Enforcement (And Other Positions)
    Finra (Formerly Nasd) Aug 1996 - Aug 2003
    Department of Market Regulation; Department of Enforcement
  • Us Securities And Exchange Commission
    Senior Counsel, Enforcement (And Other Positions)
    Us Securities And Exchange Commission Aug 1992 - Aug 1996
    Washington, Dc, Us
    Division of Enforcement
  • Melrod, Redman & Gartlan
    Litigation Associate
    Melrod, Redman & Gartlan 1991 - 1992
    Civil litigation.
  • Sidley Austin
    Litigation Associate
    Sidley Austin Aug 1987 - Aug 1991
    Chicago, Illinois, Us
    Civil and regulatory litigation.

Brian Rubin Skills

Securities Regulation Securities Litigation Finra Arbitration Internal Investigations Corporate Governance Civil Litigation Broker Dealer Due Diligence Enforcement Securities Litigation Sec Investment Advisory Privacy Law Compliance Licensing White Collar Criminal Defense U.s. Securities And Exchange Commission Securities Law

Brian Rubin Education Details

  • Duke University
    Duke University
    Economics
  • Duke University School Of Law
    Duke University School Of Law
    Jd
  • The Wharton School
    The Wharton School
    Economics

Frequently Asked Questions about Brian Rubin

What company does Brian Rubin work for?

Brian Rubin works for Eversheds Sutherland (Formerly Sutherland Asbill & Brennan)

What is Brian Rubin's role at the current company?

Brian Rubin's current role is Securities enforcement, litigation and regulatory counseling partner at Eversheds Sutherland (US) LLP.

What is Brian Rubin's email address?

Brian Rubin's email address is br****@****law.com

What is Brian Rubin's direct phone number?

Brian Rubin's direct phone number is +120236*****

What schools did Brian Rubin attend?

Brian Rubin attended Duke University, Duke University School Of Law, The Wharton School.

What skills is Brian Rubin known for?

Brian Rubin has skills like Securities Regulation, Securities, Litigation, Finra, Arbitration, Internal Investigations, Corporate Governance, Civil Litigation, Broker Dealer, Due Diligence, Enforcement, Securities Litigation.

Who are Brian Rubin's colleagues?

Brian Rubin's colleagues are Chris Archer, Jacob Dweck, Edward Christian, Dan Skipton, Donna Cole, Virginie Garnerie, Oliver Maaß.

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