Brian Moquin
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Brian Moquin Email & Phone Number

Senior Regional Supervisory Principal - Compliance, Legal and Risk at LPL Financial
Location: Charlotte Metro, United States 5 work roles 1 school
1 work email found @lpl.com LinkedIn matched
✓ Verified Jul 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email

Work email b****@lpl.com
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Current company
LPL Financial
Role
Senior Regional Supervisory Principal - Compliance, Legal and Risk
Location
Charlotte Metro, United States
Company size
14027 employees

Who is Brian Moquin? Overview

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Quick answer

Brian Moquin is listed as Senior Regional Supervisory Principal - Compliance, Legal and Risk at LPL Financial, a with 14027 employees, based in Charlotte Metro, United States. AeroLeads shows a work email signal at lpl.com and a matched LinkedIn profile for Brian Moquin.

Brian Moquin previously worked as Senior Regional Supervisory Principal - Compliance, Legal & Risk at Lpl Financial and Senior Supervisor at Charles Schwab. Brian Moquin holds Bachelor Of Arts (B.A.), Economics from University Of South Florida.

Company email context

Email format at LPL Financial

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{first}.{last}@lpl.com
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AeroLeads found 1 current-domain work email signal for Brian Moquin. Compare company email patterns before reaching out.

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Profile bio

About Brian Moquin

Brian Moquin is a Senior Regional Supervisory Principal - Compliance, Legal and Risk at LPL Financial. He possess expertise in general securities sales supervisor, project management, options, series 7, series 9/10 and 6 more skills.

Listed skills include General Securities Sales Supervisor, Project Management, Options, Series 7, and 7 others.

Current workplace

Brian Moquin's current company

Company context helps verify the profile and gives searchers a useful next step.

LPL Financial
Lpl Financial
Senior Regional Supervisory Principal - Compliance, Legal and Risk
Charlotte, NC, US
Website
lpl.com
Employees
14027
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Company profile
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5 roles

Brian Moquin work experience

A career timeline built from the work history available for this profile.

Senior Regional Supervisory Principal - Compliance, Legal And Risk

Lpl Financial

Charlotte, Nc, Us

Senior Regional Supervisory Principal - Compliance, Legal & Risk

Current
Lpl Financial

Charlotte, North Carolina, United States

Jan 2019 - Present
Team & coworkers

Colleagues at LPL Financial

Other employees you can reach at lpl.com. View company contacts for 14027 employees →

ED Ethan Davis Ethan Davis Colleague at Lpl FinancialAtlanta Metropolitan Area, United States View → KD Kelly Dennis Kelly Dennis Colleague at Lpl FinancialKansas City, Missouri, United States View → SA Sam Albright Sam Albright Colleague at Lpl FinancialSan Diego, California, United States View → NB Nina Brawer Nina Brawer Colleague at Lpl FinancialCarlsbad, California, United States View → KY Karl Yaeger Karl Yaeger Colleague at Lpl FinancialSan Diego, California, United States View → WM Willie Mcneil Willie Mcneil Colleague at Lpl FinancialCharlotte, North Carolina, United States View → TC Tim Chafin,Cfp® Tim Chafin,Cfp® Colleague at Lpl FinancialFolsom, California, United States View → CN Carol Novacek Carol Novacek Colleague at Lpl FinancialBuffalo, Minnesota, United States View → AJ Arturo Jimenez Arturo Jimenez Colleague at Lpl FinancialSan Diego, California, United States View → JI Jacob Isenberg Jacob Isenberg Colleague at Lpl FinancialMyrtle Beach, South Carolina, United States View →
1 education record

Brian Moquin education

FAQ

Frequently asked questions about Brian Moquin

Quick answers generated from the profile data available on this page.

What company does Brian Moquin work for?

Brian Moquin works for LPL Financial.

What is Brian Moquin's role at LPL Financial?

Brian Moquin is listed as Senior Regional Supervisory Principal - Compliance, Legal and Risk at LPL Financial.

What is Brian Moquin's email address?

AeroLeads has found 1 work email signal at @lpl.com for Brian Moquin at LPL Financial.

Where is Brian Moquin based?

Brian Moquin is based in Charlotte Metro, United States while working with LPL Financial.

What companies has Brian Moquin worked for?

Brian Moquin has worked for Lpl Financial, Charles Schwab, and Juniper Networks.

Who are Brian Moquin's colleagues at LPL Financial?

Brian Moquin's colleagues at LPL Financial include Ethan Davis, Kelly Dennis, Sam Albright, Nina Brawer, and Karl Yaeger.

How can I contact Brian Moquin?

You can use AeroLeads to view verified contact signals for Brian Moquin at LPL Financial, including work email, phone, and LinkedIn data when available.

What schools did Brian Moquin attend?

Brian Moquin holds Bachelor Of Arts (B.A.), Economics from University Of South Florida.

What skills is Brian Moquin known for?

Brian Moquin is listed with skills including General Securities Sales Supervisor, Project Management, Options, Series 7, Series 9/10, Economics, Trading, and Equity Derivatives.

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