Brian P. Carroll

Brian P. Carroll Email and Phone Number

Senior Assistant General Counsel and Senior Vice President - Citizens JMP Securities, LLC at Citizens Financial Group, Inc. (RETIRED)
Brian P. Carroll's Location
Lincoln, Rhode Island, United States, United States
Brian P. Carroll's Contact Details

Brian P. Carroll personal email

n/a
About Brian P. Carroll

Senior Managing Counsel and Senior Vice President, Citizens Capital Markets - Citizens Financial Group, Inc.Professional Profile: Senior legal leader with broad operational, compliance and transactional experience. Successful record in both transactional and corporate legal generalist roles. Collaborative with strategic analytical skills. Informal, collegial and approachable but with intense execution focus. Practical, articulate and creative with proven ability to solve difficult legal issues in the context of highly time-sensitive corporate and commercial transactions. Consistently obtain business objectives through leadership, team collaboration and thoughtful, detailed work product and high-energy output. Superb collaboration, drafting, communication and contract negotiation skills Specialties:• Large mergers, acquisitions (M&A); M&A advisory• Portfolio purchases• Equipment leasing• Asset management • Marketing, privacy• Complex contract negotiation• High tech equipment finance• Commercial lending/corporate finance transactions• Capital Markets: debt and equity offerings, loan syndications• General corporate law • Usury and disclosure laws• Workout, restructuring and bankruptcy• Outside counsel hiring/management• Vendor program agreements • Bank regulatory specialist (national banks/bank holding companies)• Broker - dealer transactions and compliance

Brian P. Carroll's Current Company Details

Senior Assistant General Counsel and Senior Vice President - Citizens JMP Securities, LLC at Citizens Financial Group, Inc. (RETIRED)
Brian P. Carroll Work Experience Details
  • Citizens Financial Group, Inc.
    Senior Assistant General Counsel & Senior Vice President - Citizens Jmp Securities, Llc
    Citizens Financial Group, Inc. Jul 2019 - Jun 2024
    Promoted to a new position within the Commercial legal team as lead counsel for the capital markets business lines of Citizens – including its broker-dealer, Citizens JMP Securities, LLC
    View
  • Citizens Financial Group, Inc.
    Managing Counsel & Senior Vice President - Enterprise Bank Regulatory
    Citizens Financial Group, Inc. Sep 2015 - Sep 2019
    Joined Bank Regulatory legal group and became a senior internal bank regulatory counsel for Citizens Financial Group, Inc. My responsibilities include legal regulatory support for major commercial transactions, marketing initiatives, intellectual property matters and regulatory examinations.
    View
  • Boston University School Of Law
    Adjunct Professor
    Boston University School Of Law Sep 2019 - Sep 2023
    Boston, Massachusetts
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  • Citizens Bank, N.A.
    Senior Counsel & Senior Vice President - Commercial Banking
    Citizens Bank, N.A. Dec 2010 - Aug 2015
    Promoted to serve as lead attorney for the entire Commercial Banking organization at Citizens Bank - led team of all Commercial lawyers inside of Commercial Banking organization. Provided lead support especially for the Corporate Finance and Capital Markets teams inside of the Commercial Banking organization
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  • Citizens Bank, N.A.
    Counsel & Vice President
    Citizens Bank, N.A. Dec 2009 - Dec 2010
    Provided internal legal support as a line of business attorney primarily for the Corporate Banking organization
    View
  • General Electric Capital Corporation
    Associate General Counsel
    General Electric Capital Corporation 1999 - 2009
    Corporate, transactional and compliance counsel with active participation role in daily business management and execution of large scale commercial transactions/initiatives. Responsible for all legal aspects associated with major mergers and acquisitions, major vendor programs and all new business development and marketing initiatives for multibillion-dollar Equipment Finance Services division.
  • Btmu Capital Corporation
    Senior Counsel
    Btmu Capital Corporation 1997 - 1999
    Transactional counsel for business specializing in project finance, large scale tax driven lease/finance transactions, including leveraged leases and synthetic leases and large aircraft, rolling stock, maritime and energy facilities leasing.
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  • Nixon Peabody
    Senior Associate
    Nixon Peabody 1995 - 1997
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  • Partridge Snow & Hahn Llp
    Associate
    Partridge Snow & Hahn Llp 1990 - 1995
    View
  • Edwards Angell Palmer & Dodge Llp
    Associate
    Edwards Angell Palmer & Dodge Llp 1988 - 1990
    View

Brian P. Carroll Education Details

Frequently Asked Questions about Brian P. Carroll

What is Brian P. Carroll's role at the current company?

Brian P. Carroll's current role is Senior Assistant General Counsel and Senior Vice President - Citizens JMP Securities, LLC at Citizens Financial Group, Inc. (RETIRED).

What is Brian P. Carroll's email address?

Brian P. Carroll's email address is brian.carroll1@ge.com

What is Brian P. Carroll's direct phone number?

Brian P. Carroll's direct phone number is +161772*****

What schools did Brian P. Carroll attend?

Brian P. Carroll attended University Of Pittsburgh, University Of Pittsburgh School Of Law, Boston College.

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