Responsible for the product strategy, roadmap and delivery for the Broadridge Investment Management business segment. Managing a global team with primary focus areas including product positioning, pricing, identification of new market opportunities and technologies. Product coverage includes:- Multi-asset class, global portfolio and order management- Multi-asset class risk management and OTC derivatives valuation/modeling- Securities reference data and pricing - Application hosting (public/private cloud and on-premises) - Data warehousing and reporting- Regulatory reporting- Managed Services

Responsible for the management of enterprise level, multi-asset class risk management, low latency trading and regulatory reporting environments. Led a global team of technical professionals responsible for implementing and providing ongoing 24x7 support for custom software and hardware based solutions across 10+ data centers worldwide. Area of responsibility includes:- Development of Control Processes, Procedures and Incident Management Guidelines.- Risk Management(pre/post trade) - Global Multi-Currency, Multi-Asset Class Platform- Low Latency Trading Gateways - Cloud Based Services (Cloud Infrastructure including Data Storage, Database & Computing Services)- Regulatory Reporting and Compliance Solutions- Product and Expense Management- Proximity Hosting and Collocation

Served as Senior Manager responsible for day to day operations of the firms managed services offering comprised of low latency trading gateways, multi-asset class risk management software, client server hosted services and market data. I established a global implementation and support organization at a key time during the firm’s growth. My core focus was on revenue growth, superior service and enterprise relationship management with multi-national tier 1 banks and brokerages. - Business Development – Established new relationships resulting in accretive revenue growth.- Responsible for Global Sales and a Support organization comprised of 20+ individuals.- Created comprehensive incident management procedure.- Liaised with Product Management and Software Development on new product ideas and concepts.- Established client feedback process as a means of refining business requirements.

Was a member of the business units management team and directly responsible for Product Management of the Electronic Trading product suite made available the JP Morgan Correspondent Clearing Client base. I created the business requirements associated with new products or enhancements to existing products encompassing the FIX connectivity environment, front end order management systems, portfolio management systems, regulatory reporting infrastructure, middle and back office systems. I was integral in the development of functionality delivered through the MORCOM broker and advisor platform and was also responsible for establishing and maintaining contractual relationships with third party OMS/EMS providers.Additional responsibilities included: - Managed ETT business requirements across Prime Brokerage, Equities and Derivatives.- Management of all client connectivity for the DMA and Algo businesses.- Liaised directly with broker dealer client base regarding use of the JP Morgan trading platform.- Held key position in the organization responsible for the merger and integration of Bear Stearns.

Responsibilities included management of a number of high profile projects related to the development of the Bear Stearns electronic trading product and infrastructure including:- Global Asset Class and Executing Broker Network expansion- Development of internal Order Management System - Regulatory Requirements (eg. Reg NMS, Reg SHO)- Front, Middle and Back Office Straight Through Processing- Strategic OMS/EMS Vendor Relationships (contract through implementation)