Brittany Cole Email & Phone Number

Boulder, Co, Us

West Valley City, Ut, Us

I lead corporate compliance functions for the company; this includes issue management and remediation, compliance training, complaints management, policy and procedure creation and the review and amendment of existing policies and procedures, legal and regulatory change management, and compliance reporting deliverables. I also run and oversee our Third Party management program which includes due diligence and risk acceptance of all new vendors and ongoing vendor reviews, and second line of defense oversight of all critical third party activities.

San Francisco, Ca, Us

San Antonio, Texas, Us

Manages deliverables in support of regulatory compliance related initiatives. This includes oversight and creation of procedures and process, accurate regulatory reporting and filing, document governance, risk control self-assessments, procedure governance, control design, and new product control creation. Partners with business owners to assist in the identification of control failures. This includes assessing the impact and creating action plan coordination, remediation, and support. Performs ongoing supervision of established business controls and applies maturing knowledge to perform root cause analyses, testing coordination, and seeks guidance from stakeholders to evaluate the effectiveness of established business controls

Cleveland , Ohio, Us

Research, identify, and interpret new and modified rules, regulations, and laws applicable to the Bank, utilizing compliance management systems and software to track regulatory changes, engaging with Risk Partners to ensure required remediation measures were implemented in a compliant manner

Cleveland , Ohio, Us

Develop and implement risk governance framework, including risk and control assessments, policies and procedures, and testing standards for the Enterprise Payments and Analytics line of business, in compliance with consumer and corporate federal and state laws and regulations.

Akron, Ohio, Us

Structured, drafted, and negotiated all contracts touching the indirect procurement department, including many multi-million-dollar agreements. This included seeing the contract through from inception to execution and partnering with internal stakeholders and external law firms.

Juris Doctor (J.D.)

Public Relations And Advertising, Marketing

Education record