Assistant Vice President Compliance
Current* Plans for and manages compliance reviews according to the established review schedule and ad hoc regulatory / business commitments. This includes determining review scope and testing approach.* Validates compliance against established policies and procedures and applicable regulations.* Develops recommendations for corrective action based on review findings.* Maintains relationships with business Compliance Officers and management in order to agree on appropriate action plans.* Follow-up on action plans to verify that corrective action has been effectively implemented.