Bruce Low Email & Phone Number

City Of London, England, United Kingdom

Managing Director/Chief Compliance OfficerLeading on all compliance matters for Equitix reporting directly to the General Counsel, who sits on the Equitix board. Duties include:- Lead the global compliance function for 15 locations including London, Milan, Madrid, Seoul, Tokyo and New York. - Advising the investment teams on various aspects such as pontential conflicts of interest, fund investment allocations, deal diligence, and training.- Support the Business Development and Investor Relations teams on new products, financial promotions, and marketing materials.- Point of contact for the FCA and other regulators.- Overseeing regulatory report submissions including Annex IV filings, ICARA and Form ADV.- Monitoring AML/KYC processes for Funds, Managed Accounts, and third-party service providers.

London, United Kingdom

As Head of Real Estate and Infrastructure Compliance, I was responsible for supervising 120+ bankers and support staff in multiple locations, including 6 offices in Europe and 2 in India. I provided support and mentorship to a small team on all aspects of regulatory compliance and due diligence.One of my key responsibilities in this role was to establish or enhance the compliance programs for GS portfolio companies in sectors such as energy infrastructure solutions, residential development, senior assisted living, and logistics. My team was responsible for reviewing and approving all fund-raising materials, such as investor presentations and market disclosures across three regions, including the Americas, Europe, and Asia. I also developed materials and delivered compliance training, such as Directorship for portfolio companies, ESG, SFDR and MiFID II. Below were my Key Achievements in this role:• Formulated the division’s Conduct Risk Programme by utilising FCA’s Guidance on Conduct & Culture.• Contributed to the largest private real estate transaction (£4.66BN) in Europe between Wellcome Trust and AMD.• Designed a tool and reporting to conduct due diligence on 50+ third party service providers for post-acquisition risk/compliance analysis and periodic surveillance.• Delivered strategic advice to asset managers and business supervisors on country-specific regulations, BHCA/MBA -related rules, firm-wide/divisional policies from deal underwriting.

London, United Kingdom

In my previous role as Vice President with Goldman Sachs, I developed and managed a global team of 41 (31 India, 10 UK) members with the responsibility of analysing and interpreting new regulations. I prepared/maintained the budget to facilitate hiring and amended workflow processes throughout Europe, Asia, and America thereby effecting change to 20+ teams. One of my key job responsibilities in this role was to direct market reform initiatives, including MIFID II, Margin Rules, MAR, BRRD, Dodd-Frank/Volcker, CCO, FATCA/CRS, and EMIR regulations by collaborating with cross-divisional team to achieve desired outcomes. I was responsible for presenting reports to key stakeholders and senior leaders on regular basis to discuss projectprogress. I also coordinated with compliance, legal, sales, and technology to design processes and improve new/existing client records to adhere to constraints.Below are my Key Achievements in this role:• Managed £4M budget across Client Onboarding Operations to streamline financial workflows.• Represented Goldman Sachs on industry forums (e.g., ISDA), while actively participating in global forums working towards the creation of industry standards.• Established a robust risk and control framework to monitor compliance of existing regulations through risk quotients.• Directed London-based project managers with a keen focus on incoming Dodd-Frank/EMIR regulations.