Bruce Low Email & Phone Number

City Of London, England, United Kingdom

Managing Director/Chief Compliance OfficerLeading on all compliance matters for Equitix reporting directly to the General Counsel, who sits on the Equitix board. Duties include:- Lead the global compliance function for 15 locations including London, Milan, Madrid, Seoul, Tokyo and New York. - Advising the investment teams on various aspects such as.

London, United Kingdom

• As Head of Real Estate and Infrastructure Compliance, I was responsible for supervising 120+ bankers and support staff in multiple locations, including 6 offices in Europe and 2 in India. I provided support and.
• Formulated the division’s Conduct Risk Programme by utilising FCA’s Guidance on Conduct & Culture.
• Contributed to the largest private real estate transaction (£4.66BN) in Europe between Wellcome Trust and AMD.
• Designed a tool and reporting to conduct due diligence on 50+ third party service providers for post-acquisition risk/compliance analysis and periodic surveillance.
• Delivered strategic advice to asset managers and business supervisors on country-specific regulations, BHCA/MBA -related rules, firm-wide/divisional policies from deal underwriting.

London, United Kingdom

• In my previous role as Vice President with Goldman Sachs, I developed and managed a global team of 41 (31 India, 10 UK) members with the responsibility of analysing and interpreting new regulations. I.
• Managed £4M budget across Client Onboarding Operations to streamline financial workflows.
• Represented Goldman Sachs on industry forums (e.g., ISDA), while actively participating in global forums working towards the creation of industry standards.
• Established a robust risk and control framework to monitor compliance of existing regulations through risk quotients.
• Directed London-based project managers with a keen focus on incoming Dodd-Frank/EMIR regulations.