Vice President
Current
Mar 2020 - Present
AeroLeads people directory · profile
Bruce Garber Email & Phone Number
Vice President at Citi Personal Wealth Management
at
Citi
1 work email found
@citi.com
LinkedIn matched
4 data sources
Profile completeness 100%
Current company
Role
Vice President at Citi Personal Wealth Management
Location
Boynton Beach, Florida, United States
Company size
Who is Bruce Garber? Overview
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Quick answer
Bruce Garber is listed as Vice President at Citi Personal Wealth Management at Citi, a company with 10 employees, based in Boynton Beach, Florida, United States. AeroLeads shows a work email signal at citi.com and a matched LinkedIn profile for Bruce Garber.
Bruce Garber previously worked as Vice President at Citi and Compliance Specialist at National Securities Corporation. Bruce Garber holds Bachelors Of Science, Business Administration And Management, General from Adelphi University.
Company email context
Email format at Citi
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{first}.{last}@citi.com
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Profile bio
About Bruce Garber
Compliance professional with over 25 years of securities regulatory and financial services experience. My experience includes branch audits, sales practice complaint resolution, Form U4 & U5 amendments, Financial Advisor coaching, training, support and development, trade review & approval, and client contact. Additional experience includes surveillance report review, marketing review & approval, social meda review as well as email review. I am a stable and dynamic industry professional with strong interpersonal skils, able to identify and mitigate risk. I have a demonstrated history of executing my compliance skills and securities licensing to make certain organizations are acting in compliance with industry regulations.Licensing includes the Series 7, 63, 24, 53, 4 and 65.Areas of Effectiveness Include:• Leadership, management and team building• Ability to manage multiple and varied projects from inception to completion• Familiarity with broad range of compliance functions, including investigations, audits, regulatory inquires, heightened supervision and surveillance • Evaluate business activities and recommend risk reduction strategies• Develop and draft policies, procedures and training consistent with industry “best practices” Securities offered through National Securities Corporation, member FINRA/SIPC.Advisory services offered through National Asset Management, an SEC registered investment advisor.
Listed skills include Coaching, Strategy, Banking, Sales Management, and 46 others.
Current workplace
Bruce Garber's current company
Company context helps verify the profile and gives searchers a useful next step.
Citi
11 roles
Bruce Garber work experience
A career timeline built from the work history available for this profile.
Apr 2019 - Feb 2020
Designated Supervisory Principal
Questar Capital Corporation/Allianz Life
Jul 2015 - Mar 2019
Administrative Manager
Jul 2014 - Jul 2015
Client Associate
Assisted Financal Advisors by providing sales and servicing support
Feb 2014 - Apr 2014
Regional Supervisory Officer, Avp
I handled the supervisory duties and responsibilities for 38 Financial Advisors in Florida. These responsibilities included training and development; reviewing and approving trades, client contact, email review as well as branch examinations and handling sales practice customer complaints. I was also responsible for email review, structuring and delivering.
Mar 2009 - Nov 2013
Compliance Manager Vp
Wamu Investments
Was responsible for hiring and training Compliance Specialists whose responsibilities included branch examinations, surveillance report review, and review of brokerage account activity, as well as sales practie complaint response. Managed a local staff of Compliance Specialists and a Cashier and a staff of Compliance Specialists located in Irvine, CA. I.
Dec 1997 - Jan 2009
Division Principal
Great Western Financial Corp.
In response to the firms' movement toward decentralizattion of responsibilities, I was hired to developed and implement a new position, write a corresponding procedural manual, and train counterparts. Responsibilities included change of investment review/approval, maintaining OSJ books and records requirements, as well as supporting and training advisors.
Aug 1996 - Dec 1997
Manager/Officer
Managed a group of 13 employees who facilitated transactions and serviced Chase Bank's retail, small business and middle market and institutional customers. Had responsibilty for approving margin/option accounts and aproving option transactions. Handled and corrected trade problems and representatives' errors.
May 1992 - Jul 1996
Financial Representative
Worked on the discount desk of Citicorp Investment Services. Responsible for execution of client transactions, providing quotes, and facilitating payment for trades.
Nov 1989 - May 1992
Operations Manager
Shearon Lehman Hutton
Worked in an operational capacity in the Municipal Bond department, within a program geared toward high net worth clients. Coordinated quarterly updates for bond pricing and printing client statements. Direct supervison of 3 administrative personnel.
Aug 1986 - Oct 1988
Team & coworkers
Colleagues at Citi
Other employees you can reach at citibank.com. View company contacts for 10 employees →
CH
Cho Hsiang Bee
Colleague at Citi
Singapore, Singapore
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KF
Kenneth Fliegel
Colleague at Citi
New York City Metropolitan Area, United States, United States
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JW
Jean Wilner Louis Bkl
Colleague at Citi
Brooklyn, New York, United States, United States
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SR
Swati Rajoba
Colleague at Citi
Pune, Maharashtra, India, India
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VV
Vallabh Vengurlekar, Cissp, Giac
Colleague at Citi
Jersey City, New Jersey, United States, United States
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MH
Misbah Haque
Colleague at Citi
Pune, Maharashtra, India, India
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SO
Steven Ohannan, Cfa, Mba
Colleague at Citi
Mexico City Metropolitan Area, Mexico, Mexico
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MD
Muralidharan D, Cbap®
Colleague at Citi
Pune, Maharashtra, India, India
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YV
Yeaply Vongor
Colleague at Citi
Dallas, Texas, United States, United States
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JG
Jabarlon Goodson, Mba
Colleague at Citi
Tampa, Florida, United States, United States
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Cho Hsiang Bee
Colleague at Citi
Singapore, Singapore
View →
KF
Kenneth Fliegel
Colleague at Citi
New York City Metropolitan Area, United States, United States
View →
JW
Jean Wilner Louis Bkl
Colleague at Citi
Brooklyn, New York, United States, United States
View →
SR
Swati Rajoba
Colleague at Citi
Pune, Maharashtra, India, India
View →
VV
Vallabh Vengurlekar, Cissp, Giac
Colleague at Citi
Jersey City, New Jersey, United States, United States
View →
MH
Misbah Haque
Colleague at Citi
Pune, Maharashtra, India, India
View →
SO
Steven Ohannan, Cfa, Mba
Colleague at Citi
Mexico City Metropolitan Area, Mexico, Mexico
View →
MD
Muralidharan D, Cbap®
Colleague at Citi
Pune, Maharashtra, India, India
View →
YV
Yeaply Vongor
Colleague at Citi
Dallas, Texas, United States, United States
View →
JG
Jabarlon Goodson, Mba
Colleague at Citi
Tampa, Florida, United States, United States
View →
2 education records
Bruce Garber education
Bachelors Of Science, Business Administration And Management, General
Adelphi University
Associate Of Arts (Aa), Liberal Arts And Sciences/Liberal Studies
Nassau Community College
FAQ
Frequently asked questions about Bruce Garber
Quick answers generated from the profile data available on this page.
What company does Bruce Garber work for?
Bruce Garber works for Citi.
What is Bruce Garber's role at Citi?
Bruce Garber is listed as Vice President at Citi Personal Wealth Management at Citi.
What is Bruce Garber's email address?
AeroLeads has found 1 work email signal at @citi.com for Bruce Garber at Citi.
Where is Bruce Garber based?
Bruce Garber is based in Boynton Beach, Florida, United States while working with Citi.
What companies has Bruce Garber worked for?
Bruce Garber has worked for Citi, National Securities Corporation, Questar Capital Corporation/Allianz Life, Merrill Edge, and Wells Fargo Advisors.
Who are Bruce Garber's colleagues at Citi?
Bruce Garber's colleagues at Citi include Cho Hsiang Bee, Kenneth Fliegel, Jean Wilner Louis Bkl, Swati Rajoba, and Vallabh Vengurlekar, Cissp, Giac.
How can I contact Bruce Garber?
You can use AeroLeads to view verified contact signals for Bruce Garber at Citi, including work email, phone, and LinkedIn data when available.
What schools did Bruce Garber attend?
Bruce Garber holds Bachelors Of Science, Business Administration And Management, General from Adelphi University.
What skills is Bruce Garber known for?
Bruce Garber is listed with skills including Coaching, Strategy, Banking, Sales Management, Risk Management, Series 63, Series 7, and Business Strategy.
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