Bruce D. Ward, Cfp® Email & Phone Number

Tucson, Az, Us

Tucson, Arizona, United States

Tucson, Arizona, United States

Tucson, Arizona Area

“Investment Advisory services offered by United Capital Advisor, LLC a Goldman Sachs Company”As Vice President of Tucson, my focus is to service larger and complex clients on investment opportunities, in alignment with the client’s needs, goals and tolerance for risk. I work directly with clients to help provide enduring control over their finances with the goal of delivering real and lasting comfort within their entire financial life. We may achieve this by providing objective, event-driven financial advice focused on each client’s whole financial picture.Along with maintaining a thorough understanding of our delivery process including Money Mind®, Honest Conversations® and the 6 Step Process, I’m able to assist clients in the areas of investment, retirement planning, insurance and estate plan consulting, working closely with the Managing Director, Relationship Manager and Director of Operations to help support overall planning needs as well as company objectives. By taking a holistic view of each client’s financial needs and goals ensuring clients remain on track to obtain goals, I’m able to maintain a thorough understanding of the client’s situation resulting in the ability to review each deliverable with the client, including Investment performance.

Scottsdale, Arizona

I served as a financial planner for high net worth families and individuals at Vanguard. I built relationships to understand my clients financial needs and developed customized financial plans to help my clients reach financial success. Areas of expertise: Risk Management , Investment Management , Tax Planning, Retirement Planning , Estate Planning, Insurance, Social Security.

Scottsdale, Arizona

Executed on an innovation strategy based on the lean methodology and minimum viable product concepts to test and then inform the department on key strategic changes that should be implemented on a broader scale.led a team of Investment Professionals to help our clients achieve financial success through proactive needs based dialogue.Coached and developed skills for investment guidance conversations by utilizing the "OTROC" model to understand our clients financial situation. Served as the hiring manager for Select Services. I developed and executed strategy for attracting and hiring talent into our department.

Scottsdale, Arizona

Provided best execution for my clients on a variety of fixed income products accurately in a high-risk and high net worth environment, while exceeding departmental goals.Demonstrated my ability to multi-task using a variety of different systems, while maintaining detailed records of transactions.Interacted and communicated with various market makers to ensure proper order handling.

Certificate In Financial Planning, Financial Planning And Services

Intro to Financial Planning Risk Management Investments Tax Planning Retirement Planning and Employee Benefits Estate Planning

Bachelors Of Science In Business Administration, Finance

Activities and Societies: Student Managed Investment Fund (SMIF)