Ben Doherty Email and Phone Number
Ben Doherty work email
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Ben Doherty personal email
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Tested executive with 15 years of professional experience successfully partnering with senior leadership and operations to achieve critical business objectives while mitigating enterprise risks.Leverages legal expertise, business acumen and creativity to translate business strategies and concepts into operational realities, promoting scale through process, performance monitoring, internal controls testing and governance.Drives operational efficiency and sustainability in heavily regulated industries by instilling a culture of compliance and accountability that withstands the scrutiny of audits, examinations and due diligence.People first leader with experience mentoring and empowering teams and cultivating strong cross-functional relationships to develop, drive and achieve critical organizational objectives.
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Assistant General CounselPyxus International, Inc.Chapel Hill, Nc, Us -
Assistant General Counsel, Assistant Corporate SecretaryIgt 2022 - PresentLondon, GbDeliver expert and strategic advice on corporate matters, including securities laws, exchange listing standards, reporting and governance requirements for a $4.2B UK-based global gaming and technology provider publicly traded on the New York Stock Exchange. Partner with senior leadership team to shape goals, strategy and culture. -
Vice President, CounselNatixis Investment Managers 2018 - 2022Boston, Ma, UsDeveloped, implemented and administered the Enterprise Legal, Compliance and Risk Program governing a ~$1T AUM French bank-owned financial services firm. Partnered with senior leadership team to address legal, risk-related and regulatory matters across operating companies and jurisdictions. Led a small, high-performing team tasked with executing strategic projects. -
Legal & ComplianceAppleton Partners, Inc. 2014 - 2018Boston, Ma, UsServed as General Counsel and Deputy Chief Compliance Officer for an SEC-registered investment adviser with ~$10B AUM. Personally recruited away from JPMorgan as first legal hire in firm’s 25-year history. Tasked by senior leadership team to revamp the entire legal, compliance and risk program. Transformed policies, procedures and controls across organization. Handled all legal matters for firm, including contract negotiation, litigation and dispute resolution, human resources issues and acquisition of assets. -
Assistant Vice President, CounselJpmorgan Chase 2011 - 2014New York, Ny, UsManaged regulatory reporting and board governance obligations for funds, ensuring compliance with securities laws and listing requirements on NYSE Arca. Managed team of associates and paralegals.
Ben Doherty Skills
Ben Doherty Education Details
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The Wharton SchoolMaster Of Business Administration - Mba -
Suffolk University Law SchoolLaw
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Lund UniversitySuls Summer Sweden Law Program At Lund University Law Faculty
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Providence CollegeBusiness
Frequently Asked Questions about Ben Doherty
What company does Ben Doherty work for?
Ben Doherty works for Pyxus International, Inc.
What is Ben Doherty's role at the current company?
Ben Doherty's current role is Assistant General Counsel.
What is Ben Doherty's email address?
Ben Doherty's email address is bd****@****ers.com
What schools did Ben Doherty attend?
Ben Doherty attended The Wharton School, Suffolk University Law School, Lund University, Providence College.
What skills is Ben Doherty known for?
Ben Doherty has skills like Regulatory Compliance, Investment Advisers Act, Investment Advisor Compliance, Legal Compliance, Mutual Funds, Sec Filings, Due Diligence, Financial Services, Regulatory Filings, Compliance Management, Global Compliance, Investment Company Act.
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