▪ Wealth Management - overseeing investment strategies, asset allocation and portfolio management ▪ Risk Management - identifying potential risks, including market, legal, personal and developing mitigation strategies▪ Estate Planning Oversight▪ Advisory and Coordination with family’s lawyers, accountants, and investment advisors▪ Business Management – oversight of family’s businesses and interests to keep aligned with long-term goals.▪ Research and Identify unique business investment opportunities

▪ Turned around and reorganized struggling company▪ Raised over $10 million in seed capital▪ Led development of crop seed technology from idea to commercialization position▪ Negotiated and navigated company through negotiations with the USDA-ARS to win a 2-year Cooperative Research and Development Agreement (CRADA) ▪ Created and implemented detailed plan to position company for an initial public offering▪ Successfully listed Genvor on the OTC Stock Exchange

▪ Created & launched three of the World’s First Ever Long and Short Futures Indices. S&P Diversified Trends Indicator (S&P DTI), S&P Commodity Trends Indicator (S&P CTI), S&P FinancialTrends Indicator (S&P FTI)▪ Responsible for securing Branding Licenses from Standard & Poor’s for all three indexes to allow for faster acceptance of the indexes by major banks and mutual fund companies worldwide▪ Introduced to Structured Products Groups world-wide, the concept of utilizing Long and Short passive indexes to create institutional and retail investment products at a time when such indexes were not being utilized and were relatively unknown▪ Procured numerous index utilization licenses and helped to identify and establish key distribution channels for investment banks globally. Assisted in creating unique investment solutions for distributors utilizing the indexes. Trained key licensee personnel and assisted them in closing business on virtually every continent▪ Transacted and closed numerous first-ever deals, including those with…▪ Macquarie Bank Australia – to issue/distribute publicly offered structured notes linked to S&P DTI.▪ Nomura Bank London in creating UCITS fund linked to Long/Short Commodity & Financial Futures Index or the S&P DTI▪ Rydex Mutual Funds – to license S&P DTI to formulate initial 40 Act Fund – tracking Long/Short Index methodology▪ HSBC – to create UCITS fund linked to CTI for overseas marketplace▪ Merrill Lynch to license S&P DTI for utilization in formulating NYSE Listed Exchange Traded Note (ETN), linked to S&P DTI▪ Direxion Mutual Funds to license S&P CTI to be used in Commodity Only Long/Short 40 Act Fund▪ Direxion Mutual Funds in licensing S&P FTI to be used in Long/Short Financial Futures 40 Act Fund▪ WisdomTree to license DTI for use in publicly traded ETF

Worked as a financial advisor for several major investment banks including two broker dealers that I owned and operated. During this time: series 6, 63, 65, 7 & 24 registered.Always a top producer with each firm with dozens of production awards