Designation: Product Analyst/Compliance Specialist (Global Financial Institution)Responsibilities - Customer Due Diligence Specialist at Wells Fargo Intl Services Pvt.Ltd: •Customer due diligence which primarily involves identifying Global Financial Institutions for building relationships to increase revenue to Wells Fargo.•Investigating the reports and documents of Financial Institutions such as Central Banks, Development Banks, Commercial Banks and other Financial Services Intermediaries for due diligence requirements. This involves checking  PAC Validity  Bank’s direct and indirect ownerships Anti-Money Laundering Questionnaire Compliance Call Memo•Understanding the country risks , the bank’s(relationship) business with their customers , the history of the relationship, including the BSA/AML program•Analyzing and documenting the relationship leveraging aspects like expected use of products and services and also information or news which are negative or derogatory, especially AML, fraud and corruption and unusual activity. •Customer Identification (Know Your Customer), Due Diligence and Enhanced due diligence for high risk customers•Ongoing monitoring or review of new and existing relationships for thoroughly Investigating information about the management executives and owners to check if ownership is more than 10%, discovery of PEP by looking at the websites, Country Publications (News Papers), Annual report and information search on Bankers Almanac and World Check

Designation: Assistant Manager, Branch Banking Operations (I.e. Retail Liability) Job Description: •Monitor retail operational activities at branch level - Beginning of day (Buy Cash from VAULT and End of day Closing cash to VAULT) •Supervising all branch activities, monitoring Real Time Gross Settlements (More than two Lakhs), National Electronic Fund Transfer (more than one lakh), Reports & other issue relating to customer services and sales.•Scrutiny of account opening forms (Savings and Current) to ensure proper Know Your Customer is in place.•Responsible for the audit and compliance and ensure all report sent to the management at required intervals.•Monitor CASA, branch score card activity and P&L.•Investments advisory working with the clients making them clients aware about the various investments options available. Suggestions the best options after analyzing the risk expectations of the customer.•Back end processing of customer request using Siebel CRM systems (I.e. Address change, Phone no updating, Cheque book request, Debit and Credit card.•Responsible for handling and monitoring Cash receipts, Payments, passing fund transfers, and issuance of DD.•Back up for authorizing the transactions that are posted by the other personal bankers (Other branch customers cash withdrawals more than 50K for Savings and more than 1K for current means I have to send approval other branch operation managers)•If there is any a Cash deposit or withdrawals more than 10 Lakhs, I have get approval from Branch Manager, Branch Operational manager and Regional Business Manager.•If there is any customer cash deposits more than fifty thousand (PAN required)•Know Your Customer – Transactions monitoring and Anti Money laundering reviews.