As an Assistant Manager in Internal Audit at Macquarie, I support and facilitate internal audit programs and develop risk mitigation strategies across various departments. I conduct testing for Internal Financial Controls (IFC) and SOX Compliance, manage risk registers using ERM software, and prepare risk management reports for senior management. Additionally, I collaborate with cross-functional teams to enhance internal controls, engage with regulators, and review SOC 1 reports to ensure effective third-party control environments.

As a Senior Associate in Risk Assurance at Price Waterhouse, I conducted business process walkthroughs to assess control effectiveness and prepared Risk Control Matrices (RCM) to align with IFCFR frameworks. I tested the operating effectiveness of controls, evaluated business reports for accuracy, and assessed ITGC controls related to user access management. Additionally, I documented SOX compliance processes, performed journal entry analysis, and reviewed segregation of duties, ensuring robust compliance with regulatory standards.