Ca. Chandra Sekhar Agarwal Email and Phone Number

 Lead and conduct Audit of Manufacturing Units-Post Audit, Pre-Audit Identify the areas of weakness and strengthening the same. Work towards timely resolutions of issues so that overall control environment is improved and risks are managed well. Undertake a comprehensive Fraud Risk Assessment & identify vulnerable areas requiring robust anti- fraud measures: Thoroughly investigate; in a process driven manner with high expertise, any suspected frauds. Report findings and recommendation in a timely fashion. Execute other special projects as and when directed by top management.

 Lead and conduct Audit of Manufacturing Units, Regional offices. Review and thorough study of system and procedure for better internal control and economy in operations. Identifying key areas of operation, assessing their performance and adding value to such results, processes and operations. Identify potential areas where savings can be achieved by way of cost control, cost rationalization, and business process re-engineering and ensure that that corrective measures are implemented to achieve desired results. Ensure compliance to established systems and procedures of the organization and adherence to legal and statutory regulations of the industry. Identify the areas of weakness and strengthening the same. Provide constant guidance to the audit team while conducting audits so as to improve quality and effectiveness of the audits conducted.  Conduct special audits of frauds, embezzlement, misappropriation, of revenue and deviations from rules as and when reported and desired by management.

Carrying out risk based audits as per annual audit plan & submission of audit reports to GM –Internal Audit.Preparation of Terms of Reference, detailed audit checklists/programs, discussion notes, Draft audit findings, Draft audit reports & final audit reports Liasioning with internal functional departments for carrying out audits & final discussions of audit findings & getting their consent for timely implementation of suggested & agreed action plans/corrective actions.Carry out special audits/investigations/Corporate Governance compliance as mandated by Top Management.Assist in preparation of quarterly Audit Committee Reports and presentations.

 Implemented Risk based process audit and aligned the audit process with ongoing enterprise risk assessment. Implementation of Control Self Assessment (CSA) in the organization for Clause 49 Certification. Carry out operational and financial audit and give value added recommendation.  Finalization of audit reports, preparing executive summary, preparing audit committee folder (quarterly) and tracking the audit finding through monthly progress report. Planning and reviewing of Physical Verification of stocks at Regional Offices and finalization audit reports.

 Taking part in the designing and implementing of Risk Based Internal Audit mechanism assigned to Ernst and young for development of Standard Operating Procedures (SOP). Risk Based Internal Audit (RBIA) on periodic basis of SREI Branches, Regions and different functional departments. Coordination and monitoring of concurrent audit. The job of concurrent audit includes audit of strategic as well as retails case, closure, foreclosure etc. Monitoring of credit appraisal at the time of pre disbursement and post disbursement audit.