Ca Nikhil Pant Email and Phone Number
I am a Manager - Controllership at Ameriprise Financial, a leading financial planning and advisory company. I have over 11 years of experience in the financial services industry, and I am a Chartered Accountant with a specialization in financial reporting.My core competencies include financial reporting, fund accounting, investment accounting, mutual funds shareholder reporting, and IFRS and US GAAP. I have extensive knowledge and skills in preparing/reviewing mutual fund shareholder reports as also 10K/10Q reports for the SEC, ensuring compliance with current accounting standards and regulatory requirements.In my current role, I work with a team which is responsible for the preparation of forms 10K and 10Q along with other government filings. I am responsible for managing the financial reporting process, creating and modifying various controls, collaborating with cross-functional teams, and managing team performance. My mission is to deliver accurate, timely, and compliant financial and regulatory reporting for the company and its stakeholders.I am passionate about optimizing processes, implementing internal audits, and enhancing teamwork and collaboration across the department. I value quality, integrity, and excellence in my work, and I strive to continuously learn and grow in my field of expertise. I am also an ally for diversity, equity, and inclusion in the workplace, and I actively support initiatives and programs that foster a culture of belonging and respect.
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Vice President Financial ReportingBny MellonDelhi, India -
Vice President Financial ReportingBny Mellon Apr 2024 - PresentPune, Maharashtra, India -
Manager - ControllershipAmeriprise Financial Services, Llc Feb 2023 - Mar 2024IndiaWorked as a Manager - Controllership at Ameriprise Financial, where I oversaw financial reporting for 10K/10Q as well as accounting for Insurance & annuities products. Key responsibilities included:● Manage the financial reporting process and ensure compliance with regulatory requirements.● Manage/review the daily accounting for Insurance & Annuities products along with monthly reconciliations of its various controls accounts● Create and modify various controls within the team to ensure accuracy/timeliness of information● Collaborate with cross-functional teams to develop and implement financial strategies.● Manage team performance (5 members) including quarterly and year-end assessments for my team along with finalizing their ratings/appraisals● Monitor and evaluate financial performance to identify areas for improvement.● Ensure accuracy and integrity of financial data. -
Group Leader - Financial ReportingAmeriprise Financial Services, Inc. Jul 2016 - Jan 2023Gurgaon, IndiaWorked as a Group Leader - Financial Reporting at Ameriprise Financial, where I was responsible for overseeing the Financial Reporting process. Key responsibilities and projects included:● Prepare financial statements and reports.● Prepare annual, semi-annual, and quarterly financial reports for US Mutual Funds including Public funds, Life Funds, Collective Funds, etc, presented to SEC and shareholders as per US GAAP● Prepare reports that are filed with regulatory agencies including the SEC, such as Forms N-SAR, N-Q, CPO-PQR● Ensure compliance with accounting standards and regulatory requirements.● Collaborate with cross-functional teams to develop and implement regulatory reporting strategies.● Analyze financial data and provide insights to support decision-making.● Manage the regulatory reporting process and ensure compliance with regulatory requirements.● Prepare and review monthly reports and quarterly filings with the SEC● Prepare and present quality reports to the management and business partners● Automate the review of Interest Rate Risk and Credit Spread Risk which led to savings of ~150 hours p.a.● Streamline derivatives review process including Futures, Forwards and Swaps/Swaptions which helped us save in excess of 550 hours p.a.● Monthly review of risk data and liquidity information for applicability to various mutual funds● Lead, train and monitor the performance of team members (5) to maintain excellence in service operations● Resolve business partner queries and implement new ideas for improvements● Create and foster a healthy environment which facilitates high performance of team members and accomplishments of organizational goals● Excellent track record of establishing process, creating SOPs, streamlining workflow and creating team work environment to enhance productivity● Monitor and evaluate regulatory reporting performance to identify areas for improvement. -
Senior Associate - Investment AccountingAmeriprise Financial Services, Llc Mar 2014 - Jun 2016Worked as Senior Associate - Investment Accounting where my primary responsibility revolved around validating mutual fund NAVs on daily basis. Key responsibilities include:● Accurate calculation and reporting of net asset values (NAV) and accumulation unit values (AUV) daily● Collaborating with the Accounting counterparts based in India/ US and Custodians, Business Partners from other departments/ locations and effectively executing activities pertaining to Non-Proprietary Funds● Preparing monthly reports and follow balancing procedures on custodian reconciliations, fixed expense analysis and statement reconciliations● Analytical review and problem solving for various funds, verifying accuracy of trade input and impacts to fund, analyze daily income accruals and interest/ dividend payments.● Identifying, researching and correcting variances on a daily and monthly basis.● Working with auditors during fund audits -
Internal AuditorM.M.Nissim & Co. Chartered Accountants Apr 2013 - Dec 2013New Delhi, Delhi, IndiaInternal audit for McDonald's India North and East
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Accounts And Tax ProfessionalD.R. Anthwal & Associates May 2012 - Mar 2013New Delhi, Delhi, IndiaPreparing and maintaining books of accounts of individuals and companies along with ROC filings along with their yearly tax assessments
Ca Nikhil Pant Education Details
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Shaheed Bhagat Singh College
Frequently Asked Questions about Ca Nikhil Pant
What company does Ca Nikhil Pant work for?
Ca Nikhil Pant works for Bny Mellon
What is Ca Nikhil Pant's role at the current company?
Ca Nikhil Pant's current role is Vice President Financial Reporting.
What schools did Ca Nikhil Pant attend?
Ca Nikhil Pant attended The Institute Of Chartered Accountants Of India, Shaheed Bhagat Singh College.
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