Makes recommendations as a resource and subject matter expert to other departments for projects, task forces and regulatory implementation.Analyzes, researches, and executes the preparation of deliverables as assigned related to federal and state regulatory exams, internal audits and projects, external audits, and enterprise-level controls.Analyzes and interprets regulatory compliance requirements in collaboration with the Line of Business and Compliance.Gathers, analyzes, interprets, and communicates statistics for related committees.Executes periodic self-monitoring or testing to determine whether policies and procedures are being followed.

rovide an array of outsourced compliance solutions to a breadth of clients, consistent of hedge fund, private equity and venture capital firms. Responsible for maintaining all facets of their compliance programs and ongoing services requested of Blue River Partners.• Manage over 12 client relationships between acting Chief Compliance Officers and direct reports to ensure all compliance matters are supported.• Oversee client calendars, provide 206(4)-7 annual reviews and perform numerous regulatory filings (Form ADV, 13F, 13H, 13D/G, D, SAA, Blue Sky).• Review & approve marketing material, due diligence questionnaires (DDQs), expert network calls for MNPI, email surveillance, outside business activities, compliance manual policy & procedure updates.• Lead specialized compliance new hire and annual trainings for a breadth of asset managers and their respective strategies.• Responsible for maintaining Code of Ethics brokerage accounts and preclearance’s, political contributions, employee certifications & testing.

• Plan, prepare and submit tax files for FATCA and CRS tax reporting to approximately 60 foreign country tax authorities • Used Sharepoint to report organized weekly and monthly data for the teams in Dallas, New York, Andover, London, India and APAC • Increased client awareness of new product functionalities through proactive client outreaches and product demos • Collaborate with internal product and development teams in testing new product releases, enhancements and implementation and building solutions where possible • Imported and exported data from text files, saved queries, or databases; used automatic outlining, inserted subtotals, created advanced filters, and used database functions.• Streamlined operations by running daily reports versus weekly, which improved visibility of transactions and helped ensure compliance was maintained at all times

Maintain knowledge of tax code changes, and of accounting procedures and theory to properly evaluate financial information. Contact taxpayers by mail or telephone to address discrepancies and to request supporting documentation. Answer questions from taxpayers and assist them in completing tax forms Respond to 80-100 calls per day

Devised and executed content strategy, utilizing company blog to raise brand awareness and creating editorial calendar to ensure communications were always aligned Increased blog traffic by an average of 30% per month Customer engagement: blogging, Facebook pages, social media growth/engagement

Help develop, organize, and execute marketing events (parties, happy hours) and guerilla marketing programs (festivals, streetambushes, etc). Co-managing the Twitter handle and Facebook page