Caleb Kiser Email & Phone Number

Roanoke, Tx, Us

Received Excellence in Service for Q2 2024Received 3 C’s Award for Q3 2024

Obtained SIE, Series 7, and Series 63In order to create and maintain continuous client satisfaction, I develop special relationships with each client I speak to while resolving problems and responding to inquiries regarding their accounts and assets. Was a professional of the month for January 2024.

Lead weekly university tours to potential students and their families.

Wichita Falls, Texas, United States

Dallas, Texas, United States

Finance intern. I work alongside accountants in the Sarbanes-Oxley Compliance Department. Led risk-control matrix for Revenue Journalization including identification of “what could go wrong” in journalizing revenue and documentation on the controls that address risksLed the ethics hotline testing with HR, Asset Protection, and Ernst & Young teams, which was a key component to the Tone at the Top control testingPerformed tests and prepared workpapers for stockholder’s equity controlsSummarized SOX controls in relation to all AT&T 10-K disclosures quarterlyDeveloped presentation that summarized forecasted data for industry broadband and fiber

United States

Oversaw the student managed investment fund with other classmates. As a president, I counted votes on stock recommendations and managed the stop/loss price of stocks in the portfolio. I also conducted market research and stock briefings on Microsoft and Applied Materials.