Calvin P. Email and Phone Number

• Leading timely and accurate preparation of filing of the company's SEC disclosure of the 10Q, 10K, 8K, and 20F in compliance with all SEC requirements under the USGAAP• Providing deep knowledge of the company operation, finance, and investment with a primary focus on risk and performance management in the banking industry• Collaborating with Business Unit Controller on financial reporting matter, implementation of new accounting standards• Supporting annual audit and quarterly review with internal and external auditors• Monitoring and reviewing SEC accounting guidance/update to ensure their impact on financial reporting disclosure• Managing internal control processes related to certifications, and SOX compliance• Conducting research and analysis of the parent company's requirements to ensure accuracy and completeness of disclosures • Performing monthly/ quarterly trend and expense analysis for management reporting and the board meeting materials • Developing End User Control document procedures for the preparation of designated sections of financial reports

• Specialized in Treasury, Capital Market, and Hedge Accounting• Prepared monthly reconciliation reports for each of the business unit• Interacted with auditors to provide support information, accounting records, and financial reports• Researched technical accounting literature to analyze and critically reporting information

• Managed day to day operations for various Mutual Fund products, mainly provide NAV at the end of each business day• Provided input and support to our financial reporting and tax team• Reviewed monthly, semi and fiscal audits walkthrough with external auditors offer information as needed• Owned the management of the operational risks and internal control for the mutual fund industry

• Developed and improved process time of clearing operation and vendors• Provided training & managing associates with Operating Procedure, Policies and Service Guideline• Partnered with Back Office Operation to provide excellent service to clients and advisors • Provided resolution to complex Brokerage accounting, compliance questions promptly• Helped advisors tailor individualized client's accounts and resolved their client's needs