Cameron Patten Email & Phone Number

Randwick, Nsw, Au

Sydney, New South Wales, Australia

Sydney, Australia

Sydney, Australia

AML/CTF OperationsThe AML/CTF Operations team is responsible for prevention, detection, investigation and escalation of AML and CTF risks across the Group. We secure the Group, customers and communities by:-• performing transaction monitoring and analysis to identify money laundering and terrorism financing activity• undertaking the assessment of high risk customers and Politically Exposed Persons (PEP)• conducting enhanced customer due diligence on high risk customers, including sanctioned individuals and entities

Olympic Park

Processing Margin Loan Applications for Individuals, Companies and Trusts. Scrutinising Application in line with Anti Money Laundering Regulations and Bank security policies.Setting up the Margin Loan Facility on Empire, I-broker and CSC Systems.Verifying Client Financials and Calculating the Client's Suitability LevelConducting Credit checks on the Borrower.Providing a detailed summary of the Clients Financial details to Credit Risk when the client has not met the recommended Servicing, Gearing and Commitment level set by the CBA for assessment.Preparing Documentation for Trusts, Guarantors and Third Party Mortgagors.Outbound calls and emails.Calling clients/clients advisors and assisting them with pending issues on their applicationEmailing clients/advisors to follow up on outstanding items required to complete the applicationTraining New StaffProviding full training and continual support for new starters.

Client Registration Processing and reporting on lodging W8Ben Form and updating Client details.Scrutinising the W8Ben FormsUpdating Clients details.Submitting the forms to Pershing and following up on issues on behalf of the client.Pre-filling forms for client and liaising with them to meet their end of year deadline.

Listing Reviews Reviewing Listing applications for Bonds, Special Purpose Vehicles, Closed Ended Funds and Open Ended Funds.Ensuring the Company meets all the Conditions of Listing set out in the CISX Listing RulesEnsuring the Company's Listing Documents cover all of the Disclosure Requirements set out in the CISX Listing Rules.Scrutinising the Company's Listing Documents for consistency and ensuring there is no information misleading potential shareholders/noteholders.Providing full comments on documentation to the Company's sponsor to assist them with getting their application documents in good order and ready for final application for admission to the Official List of the CISX.Conducting research and providing reports for changes in the industry.Executing a Listing on the Official List of the CISXSetting up the Company on the Exchange's Electronic MDMS System so it is ready to ListFinal checks on the application documents.Preparation of a Summary of the Listing: this details important information about the Company, the securities Listed, the application process, the contacts for the Company, anything notably unusual about the listing and any derogations granted from the CISX listing rules, etc.Preparation of the Market Authority Board Meeting Minutes to approve the Listing on the CISX.Preparation of a Grant of Listing Letter notifying the Issuer and the Issuers Sponsor that Listing has been granted, the terms of the Listing and details any documents/fees outstanding. Compliance and Continuing ObligationsReviewing Circulars, Announcements and Company changes for a Listed CompanyACHIEVEMENTSSuccessfully processed 100's of Listing Applications including handling high profile Listings such as a Special Purpose Vehicle raising capital for the Leicester Tigers Rugby Union Club, British Telecommunications plc (Eurobond) and the CISX's 3000th Listing - Best Buy Distributions Ltd (a Special Purpose Vehicle).

General Enquiries Service DeskAnswering all queries from Sponsors, Companies and the general public in relation to the CISX including items in relation to the following:The CISX's Listing Rules, Continuing Obligations Requirements and deadlinesNAV's and general information for Listed CompaniesGuidance on how to use the Market Data Management SystemSuitability of potential listing applicationsListing Fees for potential listing applicationsInputting Data on the Market Data Management System Setting up new companies on the System to be ListedPosting news announcements for the publicUpdating further issues/partial reductionsDe-listing companiesISIN ApplicationsApplying to the London Stock Exchange for ISIN (International Securities Identification Number) codes for Companies listing on the CISX.ACHIEVEMENTSReceived CISX Employee of the Year award 2007 for the implementation and operation of the General Enquiries Desk

Education record

Senior Schooling Certificate

English High Achievement Mathematics A High Achievement Geography High Achievement Industry Skills Sound Achievement Outdoor Education.