Nakul Kapadia Email & Phone Number

Mumbai, MH, IN

Toronto, Ontario, Canada

Toronto, Ontario, Canada

• Achieved target for preparation of compliance regime in record time of 2 months..
• Drafted and finalized company compliance record keeping policies which reduced fraud by 40 %.
• Mentored the sales and marketing team to reduce the fraud by almost 80% by devising a stringent training and follow up process.
• Promoted four times in my tenure based on leadership skills and consistent track record.
• Filed 17 STR under money laundering to FINTRAC during my tenure.
• Prepared Bi-Annual review for the company with zero or minimal lapse in the report by the Auditor.

Mumbai Area, India

• Re-drafted the Transaction Monitoring protocol for alert processing after identifying the lapses which helped the company got 12% more alerts compared to previous ones.
• Understanding the customer business and their transaction pattern to identify whether a customer is operating under MLM based structure and reported and closed Bank accounts of at least 18 organizations operating under.
• Leveraging social media checks and public domain information aligning with their transaction pattern and closed bank accounts of at least 45 organizations who are operating under what's reported in their KYC.
• Awarded Star performer of the risk Management team twice during my tenure.
• Was assigned special projects of PEP monitoring and identified at least 2 CASA Accounts which were following money laundering during the election and closed them and reported them to FIU-IND.

Mumbai Area, India

• Forensic investigation in one of the biggest financial crimes of NSEL scam for fraud up to 1 Billion CAD.
• Prepared Money trail for 16 Fraud customers where I was able to find out the end money user company which was a big lead to the Investigation team.
• Interviewed the prime suspects of the financial scam and reported the findings to Investigation agencies such as CBI, ED and EOW.
• Represented Government officials to investigate the missapporation of funds invested offshore by the Fraudsters and they were able to get back.

Mumbai, Maharashtra, India

• Develop a Systematic Approach for reviewing the exchange financial process.
• Undertake a task of reviewing monthly financial operations and reporting it to the CFO.
• Conducted compliance and regulatory assessments identified risk and gaps which helped save penalties from SEBI.

Mumbai, Maharashtra, India

1.Conducted Statutory Audits in Financial industry, Manufacturing industry and hospitality Industry.2.Advisory to the companies regarding the applicability of the company law and other regulatory laws applicable to the companies.3.Assisted a company in the procedure of due diligence for the sake of the company.4. Investigated, Implemented and mastered new.

Financial Services And Compliance Administration, Compliance, 3.8

White-collar crime is increasing, particularly in the areas of identity theft, money laundering and securities fraud and therefore the.

Ontario College Graduate Certificate, Fraud Examination & Forensic Accounting, 3.8

With the growth of white-collar crime and budgetary pressures on law enforcement, many large organizations rely on their internal.

Master'S Degree, Accounting And Finance, 3.20

Chartered Accountants in India are highly respected professionals who play a crucial role in various fields, including finance.

Bachelor Of Commerce (B.Com.), Accounting And Finance, 3.50

Bachelor of Commerce, is a three-year undergraduate program in commerce and related subjects. The program provides students with a strong.

High School Diploma, 3.60