Roles: Director of Wealth Management, Financial Advisor, Board of Directors, DEI Council, and Partner•Develop and refine wealth management strategies, tools, and resources to support all advisors•Craft a seamless, efficient, and sophisticated experience for clients with diverse portfolios, ranging from $0 to $150M AUM•Lead and coordinate project management efforts across various departments, ensuring alignment and effective collaboration•Design and execute comprehensive training programs for advisors to enhance expertise and performance•Supervise a dedicated wealth management research team, fostering a culture of continuous learning and innovation•Uphold strict compliance with SEC, ERISA, and fiduciary best practices throughout the wealth management process, safeguarding both clients and the firm

-Provided financial planning and investment expertise to affluent individuals and families -Responsible for about 300 households and over $200 million assets

-Work with clients to find appropriate financial product or services for their needs-Collaborated with many independent RIAs in developing their business pipeline-Recommended managed portfolio solutions