Carl Sandmann Email & Phone Number

Remote

Remote

Review and approve a broad range of sales literature and advertising materials for financial professionals across a wide range of media types: Social media, emails, websites, audio and video communications, seminars, public appearances.

Golden Valley, MN

 Review a wide range of advertising material to mitigate regulatory and legal risk for advertising campaigns across the business.  Collaborate with cross departmental business partners on new marketing campaigns and product changes to identify and evaluate risks.  Project Manager for multiple operational Compliance projects building new processes and.

Golden Valley, MN

 Coordinated and facilitated projects focused on implementing business improvement solutions and increasing employees' knowledge of internal controls and risk management techniques Assessed, developed and recommended opportunities to improve business performance and technology resulting in fewer deficiencies  Participated in risk management assessments.

Golden Valley

 Develop and manage work streams to effectively respond to internal audits Acted as a cross departmental liaison to introduce procedural changes Sole creator, trainer, and quality auditor of offshore training program for processes which substantially reduced onshore workload Analyze data, reports and procedures for opportunities to improve processes.

Maple Grove, MN

Managed a group home with four adults with varying disabilities and an average of 10 staff