Carl Sutter Email & Phone Number

3 Metrotech New York

The initial point of contact for a group of accounts. Research failed trades, missing or incorrect P&Ipayments,responded to corproate actions nd ensured that current and complete KYC documentation was on file

3 Metrotech Brooklyn New York

• Liaison with Investment Managers to identify root causes of overdrafts and institute corrective action to eliminate them while sustaining customer satisfaction
• Manage client training efforts to fulfill on-going requirements which met retention objectives
• Respond to client tax related issues
• Ensure coverage to support Cross Border Sweeps, e-mailing and reinforce sweeps and currency deadlines, set up VPR system training courses
• Identify chronic offenders and inform management of issues and when needed escalate to coverage officers
• Reduce department aging and financial exposure by $10M+

3 Metrotech Brooklyn, New York

• Responsible for individual deals/transitions ranged from 10 asset lines in portfolios to 3000+ totaling over $10B
• Completed deals and transferred currencies without any loss of funds or market penalties in all markets
• Arranged and coordinated client meetings with Investment Managers and Fund Accountants
• Drafted conversion guidelines for large complex deals
• Maintained a superior rating of 95% on the deals assigned to me

575 New York, New York

Ensured client accounts were in compliance with brokers positions before morning deadlines. Drafted written procedures for resolving breaks on the Delaware exception log. This reduced the number and age of items by 20%

3 Metrotech Brooklyn, New York

• Coordinated the successful transition of two major global clients Private Placement Portfolios into the bank.
• Identified root causes of broker trade issues which enabled my group to develop procedures to eliminate pressing issues
• Revised department overdraft procedures which reduced overdraft risk by 18%
• Serviced a major Custody Relationship which changed our rating from 4 to 1. This resulted in an increase of additional business of $250M and allowed us to use them as a reference
• Promoted to an officer because of this achievement

1 Chase Manhattan Plaza, New York, N.Y

Created a solution to effectively utilize unused Early Deposit Accounts from less than $100 dollars to over $20M. This resulted in the bank earning more on overnight investments. Contributing member of the GNMA transition team which converted over 10,000 physical lines to book entry at PTC which reduced bank risk by eliminating the loss of securities

Master Of Business Administration (Mba), Finance, General, 3.00

Bachelor Of Arts (B.A.), Economics, 2.77

Activities and Societies: Recorder - Sigma Phi Epsilson FraternityHonor Roll four times

Education record